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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRPN icon
251
Groupon
GRPN
$899M
$15K 0.02%
745
-126
-14% -$4.96K
PM icon
252
Philip Morris
PM
$290B
$15K 0.02%
200
– –
ROKU icon
253
Roku
ROKU
$22.4B
$15K 0.02%
175
– –
EFA icon
254
iShares MSCI EAFE ETF
EFA
$80.1B
$14K 0.02%
267
– –
EYE icon
255
National Vision
EYE
$1.62B
$14K 0.02%
700
– –
IWS icon
256
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$14K 0.02%
221
– –
LYV icon
257
Live Nation Entertainment
LYV
$43.1B
$14K 0.02%
+310
New +$19.2K
ROBO icon
258
ROBO Global Robotics & Automation Index ETF
ROBO
$2.11B
$14K 0.02%
430
– –
SHY icon
259
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$14K 0.02%
+156
New +$13.3K
STZ icon
260
Constellation Brands
STZ
$22.8B
$14K 0.02%
100
– –
AMRN
261
Amarin Corp
AMRN
$299M
$13K 0.01%
157
-47
-23% -$15.6K
GLW icon
262
Corning
GLW
$144B
$13K 0.01%
648
– –
IIPR icon
263
Innovative Industrial Properties
IIPR
$1.68B
$13K 0.01%
170
– –
PEG icon
264
Public Service Enterprise Group
PEG
$37.7B
$13K 0.01%
300
– –
RTN
265
DELISTED
Raytheon Company
RTN
$13K 0.01%
100
– –
DMLP icon
266
Dorchester Minerals
DMLP
$1.34B
$12K 0.01%
1,240
-200
-14% -$3.07K
ETR icon
267
Entergy
ETR
$50.1B
$12K 0.01%
290
– –
ETV
268
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$12K 0.01%
1,000
– –
HPS
269
John Hancock Preferred Income Fund III
HPS
$462M
$12K 0.01%
850
– –
IWM icon
270
iShares Russell 2000 ETF
IWM
$82.1B
$12K 0.01%
109
– –
KBWD icon
271
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$12K 0.01%
1,080
+9
+0.8% +$175
MMM icon
272
3M
MMM
$94.8B
$12K 0.01%
+102
New +$13.4K
MYN icon
273
BlackRock MuniYield New York Quality Fund
MYN
$377M
$12K 0.01%
1,000
– –
SIRI icon
274
SiriusXM
SIRI
$9.56B
$12K 0.01%
235
+5
+2% +$327
VYM icon
275
Vanguard High Dividend Yield ETF
VYM
$84B
$12K 0.01%
170
– –
9 10
11
12 13

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.