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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTX icon
226
Garrett Motion
GTX
$5.55B
– –
-2
Closed –
GYLD icon
227
Arrow Dow Jones Global Yield ETF
GYLD
$37.4M
– –
-3,265
Closed -$38K
HAL icon
228
Halliburton
HAL
$27.7B
– –
-1,230
Closed -$16K
HAS icon
229
Hasbro
HAS
$13.6B
– –
-20
Closed -$1K
HDV
230
iShares Core High Dividend ETF
HDV
$14.9B
– –
-1,640
Closed -$27K
HE icon
231
Hawaiian Electric Industries
HE
$2.08B
– –
-184
Closed -$7K
HIX
232
Western Asset High Income Fund II
HIX
$357M
– –
-800
Closed -$5K
HLIT icon
233
Harmonic Inc
HLIT
$1.27B
– –
-450
Closed -$3K
HON icon
234
Honeywell
HON
$73B
– –
-27
Closed -$4K
HPF
235
John Hancock Preferred Income Fund II
HPF
$346M
– –
-721
Closed -$13K
HPS
236
John Hancock Preferred Income Fund III
HPS
$462M
– –
-850
Closed -$13K
HRZN icon
237
Horizon Technology Finance
HRZN
$330M
– –
-315
Closed -$3K
HSBC icon
238
HSBC
HSBC
$356B
– –
-55
Closed -$1K
HST icon
239
Host Hotels & Resorts
HST
$15.4B
– –
-800
Closed -$9K
ICSH icon
240
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
– –
-500
Closed -$25K
IEV icon
241
iShares Europe ETF
IEV
$1.7B
– –
-50
Closed -$2K
IFN
242
Aberdeen India Fund
IFN
$508M
– –
-106
Closed -$2K
IFGL icon
243
iShares International Developed Real Estate ETF
IFGL
$82.2M
– –
-267
Closed -$6K
IGSB icon
244
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-485
Closed -$27K
IHE icon
245
iShares US Pharmaceuticals ETF
IHE
$1.63B
– –
-780
Closed -$40K
IIPR icon
246
Innovative Industrial Properties
IIPR
$1.7B
– –
-170
Closed -$15K
IJJ icon
247
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
– –
-78
Closed -$5K
IJK icon
248
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
– –
-136
Closed -$8K
IJR icon
249
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-76
Closed -$5K
IJS icon
250
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
– –
-2,014
Closed -$121K
8 9
10
11 12

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.