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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
226
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$25K 0.03%
500
– –
WPG
227
DELISTED
Washington Prime Group Inc.
WPG
$25K 0.03%
667
– –
GS icon
228
Goldman Sachs
GS
$301B
$24K 0.02%
114
– –
SBAC icon
229
SBA Communications
SBAC
$19.2B
$24K 0.02%
+100
New +$24.7K
MPC icon
230
Marathon Petroleum
MPC
$90B
$23K 0.02%
+383
New +$20.2K
PM icon
231
Philip Morris
PM
$290B
$23K 0.02%
300
– –
SDY icon
232
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$23K 0.02%
225
– –
RISE
233
DELISTED
Sit Rising Rate ETF
RISE
$23K 0.02%
1,000
– –
DHC
234
Diversified Healthcare Trust
DHC
$2.04B
$22K 0.02%
2,349
– –
IVV icon
235
iShares Core S&P 500 ETF
IVV
$904B
$22K 0.02%
73
– –
JPS
236
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$22K 0.02%
2,250
– –
FCRD
237
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$22K 0.02%
3,275
– –
GLD icon
238
SPDR Gold Trust
GLD
$143B
$21K 0.02%
150
– –
SCHW
239
Charles Schwab
SCHW
$187B
$21K 0.02%
493
+1
+0.2% +$40
CRON
240
Cronos Group
CRON
$1.11B
$20K 0.02%
2,200
– –
FIS icon
241
Fidelity National Information Services
FIS
$21.9B
$20K 0.02%
+150
New +$19.9K
B
242
Barrick Mining
B
$68.5B
$20K 0.02%
+1,135
New +$20K
IWS icon
243
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$20K 0.02%
+221
New +$19.6K
TAXF icon
244
American Century Diversified Municipal Bond ETF
TAXF
$685M
$20K 0.02%
+380
New +$20.1K
RTN
245
DELISTED
Raytheon Company
RTN
$20K 0.02%
100
– –
DSU icon
246
BlackRock Debt Strategies Fund
DSU
$601M
$19K 0.02%
1,762
– –
FE icon
247
FirstEnergy
FE
$27.1B
$19K 0.02%
400
– –
FSTA icon
248
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$19K 0.02%
515
-200
-28% -$7.18K
PEG icon
249
Public Service Enterprise Group
PEG
$37.2B
$19K 0.02%
300
– –
PSK icon
250
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$19K 0.02%
421
– –
8 9
10
11 12

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.