Jefferies Group’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Jefferies Group’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-5,900	Closed	-$1.29M	–	1482
2020 Q1	$1.29M	Buy	+5,900	New	+$1.57M	0.01%	894
2019 Q4	–	Sell	-300	Closed	-$81K	–	2638
2019 Q3	$81K	Sell	300 -3,900	-93%	-$1.04M	﹤0.01%	2538
2019 Q2	$1.12M	Sell	4,200 -22,300	-84%	-$5.82M	0.01%	1233
2019 Q1	$6.87M	Buy	26,500 +9,400	+55%	+$2.36M	0.06%	320
2018 Q4	$3.99M	Sell	17,100 -204,600	-92%	-$51.1M	0.03%	511
2018 Q3	$58.6M	Sell	221,700 -121,400	-35%	-$31.1M	0.38%	28
2018 Q2	$83.3M	Buy	+343,100	New	+$84.2M	0.47%	27
2017 Q4	–	Sell	-146,200	Closed	-$32.7M	–	2540
2017 Q3	$32.7M	Buy	146,200 +64,100	+78%	+$14M	0.22%	67
2017 Q2	$17.5M	Sell	82,100 -13,400	-14%	-$2.81M	0.12%	151
2017 Q1	$19.7M	Sell	95,500 -72,700	-43%	-$14.8M	0.15%	113
2016 Q4	$33.2M	Buy	168,200 +168,100	+168,100%	+$31.7M	0.19%	80
2016 Q3	$18K	Sell	100 -3,000	-97%	-$551K	﹤0.01%	2139
2016 Q2	$555K	Sell	3,100 -29,700	-91%	-$5.27M	﹤0.01%	1393
2016 Q1	$5.79M	Sell	32,800 -193,100	-85%	-$32.2M	0.03%	436
2015 Q4	$39.3M	Sell	225,900 -157,600	-41%	-$27.5M	0.22%	76
2015 Q3	$62.4M	Buy	+383,500	New	+$65.5M	0.36%	43
2014 Q4	–	Sell	-97,300	Closed	-$16.5M	–	2010
2014 Q3	$16.5M	Buy	97,300 +22,300	+30%	+$3.78M	0.11%	159
2014 Q2	$12.6M	Buy	75,000 +25,000	+50%	+$4.14M	0.11%	169
2014 Q1	$8.21M	Buy	+50,000	New	+$8.08M	0.08%	198
2013 Q3	–	Sell	-50,000	Closed	-$7.43M	–	1978
2013 Q2	$7.43M	Buy	+50,000	New	+$7.47M	0.08%	182

Other funds holding DIA

CWA

CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NAM

Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

Jefferies Group's DIA Position: Q3 2022 in Review

Jefferies Group increased its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 0.5% in Q3 2022, buying an estimated $2.54K and bringing the position to 1,609 shares worth $462K. The position accounts for ﹤0.01% of the portfolio, ranked #1056.

Jefferies Group first reported a position in DIA in Q3 2014 and has held it in 29 quarters since. The position peaked at $39.6M in Q3 2015. 931 funds tracked by Wall St. Rank hold DIA as of Q3 2022.

Jefferies Group held 1,609 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $462K as of Q3 2022.
Jefferies Group bought 8 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q3 2022, an estimated $2.54K.
State Street SPDR Dow Jones Industrial Average ETF Trust made up ﹤0.01% of Jefferies Group's portfolio in Q3 2022, its #1056 holding.
Jefferies Group first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2014 and has held it in 29 quarters since.
Jefferies Group's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $39.6M in Q3 2015.
931 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q3 2022.

Based on Jefferies Group's 13F filing for Q3 2022, filed 14 Nov 2022.