Jefferies Group’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Jefferies Group’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-10,200	Closed	-$2.24M	–	1481
2020 Q1	$2.24M	Buy	10,200 +9,900	+3,300%	+$2.63M	0.02%	638
2019 Q4	$86K	Sell	300 -500	-63%	-$138K	﹤0.01%	2401
2019 Q3	$215K	Sell	800 -8,400	-91%	-$2.24M	﹤0.01%	2328
2019 Q2	$2.45M	Sell	9,200 -11,100	-55%	-$2.9M	0.02%	817
2019 Q1	$5.26M	Buy	20,300 +5,600	+38%	+$1.41M	0.04%	425
2018 Q4	$3.43M	Sell	14,700 -167,700	-92%	-$41.8M	0.03%	573
2018 Q3	$48.2M	Buy	182,400 +152,000	+500%	+$38.9M	0.32%	37
2018 Q2	$7.38M	Buy	+30,400	New	+$7.46M	0.04%	356
2017 Q4	–	Sell	-79,400	Closed	-$17.8M	–	2539
2017 Q3	$17.8M	Buy	79,400 +31,400	+65%	+$6.87M	0.12%	147
2017 Q2	$10.2M	Sell	48,000 -43,400	-47%	-$9.1M	0.07%	270
2017 Q1	$18.9M	Sell	91,400 -24,500	-21%	-$5M	0.14%	118
2016 Q4	$22.9M	Buy	+115,900	New	+$21.9M	0.13%	137
2016 Q2	–	Sell	-40,000	Closed	-$7.07M	–	2189
2016 Q1	$7.07M	Sell	40,000 -11,800	-23%	-$1.97M	0.04%	361
2015 Q4	$9.01M	Hold	51,800	–	–	0.05%	291
2015 Q3	$8.42M	Buy	51,800 +51,700	+51,700%	+$8.82M	0.05%	306
2015 Q2	$18K	Buy	+100	New	+$18K	﹤0.01%	2646
2015 Q1	–	Sell	-710,600	Closed	-$126M	–	2150
2014 Q4	$126M	Buy	+710,600	New	+$123M	0.74%	16
2014 Q3	–	Sell	-25,000	Closed	-$4.2M	–	2185
2014 Q2	$4.2M	Sell	25,000 -575,000	-96%	-$95.3M	0.04%	387
2014 Q1	$98.5M	Buy	600,000 +240,100	+67%	+$38.8M	0.96%	13
2013 Q4	$59.6M	Sell	359,900 -390,100	-52%	-$61.3M	0.38%	30
2013 Q3	$113M	Buy	+750,000	New	+$114M	1.11%	11

Other funds holding DIA

CWA

CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NAM

Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

Jefferies Group's DIA Position: Q3 2022 in Review

Jefferies Group increased its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 0.5% in Q3 2022, buying an estimated $2.54K and bringing the position to 1,609 shares worth $462K. The position accounts for ﹤0.01% of the portfolio, ranked #1056.

Jefferies Group first reported a position in DIA in Q3 2014 and has held it in 29 quarters since. The position peaked at $39.6M in Q3 2015. 931 funds tracked by Wall St. Rank hold DIA as of Q3 2022.

Jefferies Group held 1,609 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $462K as of Q3 2022.
Jefferies Group bought 8 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q3 2022, an estimated $2.54K.
State Street SPDR Dow Jones Industrial Average ETF Trust made up ﹤0.01% of Jefferies Group's portfolio in Q3 2022, its #1056 holding.
Jefferies Group first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2014 and has held it in 29 quarters since.
Jefferies Group's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $39.6M in Q3 2015.
931 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q3 2022.

Based on Jefferies Group's 13F filing for Q3 2022, filed 14 Nov 2022.