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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+1.99%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$16.6M
(+16%)
Cap. Flow
+$19.1M
Cap. Flow
% of AUM
15.78%
Top 10 Holdings %
Top 10 Hldgs %
30.34%
Holding
183
New
20
Increased
81
Reduced
52
Closed
24
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Arcturus Therapeutics
ARCT
|
+$4.98M |
| 2 |
Vanguard Total Stock Market ETF
VTI
|
+$4.17M |
| 3 |
Vanguard Total International Stock ETF
VXUS
|
+$2.6M |
| 4 |
iShares Ultra Short Duration Bond Active ETF
ICSH
|
+$2.41M |
| 5 |
AbbVie
ABBV
|
+$1.22M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Zebra Technologies
ZBRA
|
+$1.21M |
| 2 |
NVIDIA
NVDA
|
+$1.04M |
| 3 |
Apple
AAPL
|
+$574K |
| 4 |
Axos Financial
AX
|
+$548K |
| 5 |
SIVB
SVB Financial Group
SIVB
|
+$498K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.9% |
| 2 | Technology | 9.78% |
| 3 | Financials | 8.93% |
| 4 | Communication Services | 5.73% |
| 5 | Consumer Discretionary | 3.58% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
| – | – |
-4,500
| Closed | -$224K |
|
177
State Street Technology Select Sector SPDR ETF
XLK
$112B
| – | – |
-7,100
| Closed | -$283K |
|
|
178
Zebra Technologies
ZBRA
$13.5B
| – | – |
-5,718
| Closed | -$1.21M |
|
179
Arq
ARQ
$83.7M
| – | – |
-26,483
| Closed | -$337K |
|
|
SIVB
180
DELISTED
SVB Financial Group
SIVB
| – | – |
-2,288
| Closed | -$498K |
|
|
CZR
181
DELISTED
Caesars Entertainment Corporation
CZR
| – | – |
-10,000
| Closed | -$121K |
|
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DFPG Investments's Q3 2019 Portfolio in Review
As of Q3 2019, DFPG Investments held 183 positions worth $121M, up 16% from $104M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
DFPG Investments deployed $19.1M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Arcturus Therapeutics: 460,450 shares worth $4.8M.
By sector, the portfolio is most concentrated in Healthcare at 9.9% of assets, up from 5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Apple, an estimated $574K trimmed.
- DFPG Investments's largest Q3 2019 buy was Arcturus Therapeutics: 460,450 shares worth $4.8M.
- DFPG Investments added most to Vanguard Total Stock Market ETF in Q3 2019, an estimated $4.17M increase.
- DFPG Investments's biggest Q3 2019 reduction was Apple, cutting an estimated $574K.
- DFPG Investments fully exited Zebra Technologies in Q3 2019, selling an estimated $1.21M.
- DFPG Investments's ten largest holdings make up 30% of its $121M portfolio in Q3 2019.
- DFPG Investments opened 20 new positions and closed 24 in Q3 2019.
- DFPG Investments's portfolio value rose 16% quarter-over-quarter to $121M.
Based on DFPG Investments's 13F filing for Q3 2019, filed 15 Oct 2019.