DFPG Investments’s Axos Financial AX Stock Holding History

DFPG Investments’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-20,370	Closed	-$548K	–	161
2019 Q2	$548K	Buy	+20,370	New	+$599K	0.52%	58

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

RHJA

Rice Hall James & Associates San Diego, California $1.8B AUM 36.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

DFPG Investments's AX Position: Q3 2019 in Review

DFPG Investments sold out of Axos Financial (AX) in Q3 2019, closing a stake of 20,370 shares — an estimated $548K sold.

DFPG Investments first reported a position in AX in Q2 2019 and held it in 1 quarter. The position peaked at $548K in Q2 2019. 226 funds tracked by Wall St. Rank hold AX as of Q3 2019.

DFPG Investments reported no remaining Axos Financial position as of Q3 2019 after selling out during the quarter.
DFPG Investments sold 20,370 Axos Financial shares in Q3 2019, an estimated $548K.
DFPG Investments first reported a position in Axos Financial in Q2 2019 and held it in 1 quarter.
DFPG Investments's Axos Financial position peaked at $548K in Q2 2019.
226 funds tracked by Wall St. Rank held Axos Financial as of Q3 2019.

Based on DFPG Investments's 13F filing for Q3 2019, filed 15 Oct 2019.