DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.57%
This Quarter Est. Return
1 Year Est. Return
+27.57%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$121M
AUM Growth
+$16.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
182
New
Increased
Reduced
Closed

Top Buys

1
+$4.8M
2
+$4.06M
3
+$2.54M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.41M
5
ABBV icon
AbbVie
ABBV
+$1.3M

Top Sells

1
+$1.21M
2
+$1.04M
3
+$616K
4
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$570K
5
AX icon
Axos Financial
AX
+$548K

Sector Composition

1 Healthcare 9.9%
2 Technology 9.78%
3 Financials 8.93%
4 Communication Services 5.73%
5 Consumer Discretionary 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$121K 0.1%
+11,590
152
$92K 0.08%
3,651
+20
153
$77K 0.06%
15,620
+448
154
$68K 0.06%
+10,400
155
$36K 0.03%
200
156
$27K 0.02%
385
-93
157
– –
-4,642
158
– –
-20,370
159
– –
-1,667
160
– –
-20,100
161
– –
-7,621
162
– –
-517
163
– –
-11,500
164
– –
-1,729
165
– –
-7,092
166
– –
-3,679
167
– –
-10,065
168
– –
-2,919
169
– –
-13,735
170
– –
-1,172
171
– –
-264,000
172
– –
-6,986
173
– –
-2,287
174
– –
-1,247
175
– –
-4,500
4 5 6
7
8