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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFLO icon
126
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$2.13M 0.2%
+42,176
New +$2.13M
MRK icon
127
Merck
MRK
$322B
$2.07M 0.19%
20,188
+4,611
+30% +$497K
SOFI icon
128
SoFi Technologies
SOFI
$21B
$2.03M 0.19%
297,003
+161,752
+120% +$1.42M
RTX icon
129
RTX Corp
RTX
$290B
$2M 0.19%
24,283
-5,912
-20% -$506K
SHV icon
130
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$1.98M 0.18%
17,949
+9,633
+116% +$1.06M
AMCR icon
131
Amcor
AMCR
$20.8B
$1.97M 0.18%
43,756
+20,126
+85% +$969K
BXSL icon
132
Blackstone Secured Lending
BXSL
$5.37B
$1.91M 0.18%
69,113
+5,344
+8% +$148K
AFRM icon
133
Affirm
AFRM
$23.9B
$1.86M 0.17%
75,010
+5,010
+7% +$91.6K
NOBL icon
134
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.85M 0.17%
42,704
-4,728
-10% -$222K
ABT icon
135
Abbott
ABT
$183B
$1.85M 0.17%
19,726
-454
-2% -$47.7K
BKLN icon
136
Invesco Senior Loan ETF
BKLN
$6.97B
$1.84M 0.17%
+87,514
New +$1.84M
XHLF icon
137
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$1.82M 0.17%
36,302
-2,271
-6% -$114K
LCTU icon
138
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.21B
$1.82M 0.17%
38,420
+15,573
+68% +$764K
QYLD icon
139
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$1.81M 0.17%
106,457
+2,600
+3% +$45.6K
MDLZ icon
140
Mondelez International
MDLZ
$79.5B
$1.8M 0.17%
26,160
-498
-2% -$35.9K
ILMN icon
141
Illumina
ILMN
$31B
$1.78M 0.17%
17,069
+6,765
+66% +$1.11M
TMO icon
142
Thermo Fisher Scientific
TMO
$213B
$1.77M 0.16%
3,976
-273
-6% -$145K
VUG icon
143
Vanguard Morningstar Growth ETF
VUG
$220B
$1.75M 0.16%
37,194
+594
+2% +$28.1K
BALT icon
144
Innovator Defined Wealth Shield ETF
BALT
$2.72B
$1.75M 0.16%
62,340
– –
VMBS icon
145
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$1.71M 0.16%
39,316
+18,461
+89% +$832K
AMGN icon
146
Amgen
AMGN
$208B
$1.7M 0.16%
6,444
+434
+7% +$108K
ISRG icon
147
Intuitive Surgical
ISRG
$127B
$1.7M 0.16%
6,246
+2,522
+68% +$788K
DE icon
148
Deere & Co
DE
$160B
$1.62M 0.15%
4,371
-863
-16% -$356K
WFC icon
149
Wells Fargo
WFC
$261B
$1.62M 0.15%
39,980
-4,693
-11% -$203K
VONG icon
150
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
$1.59M 0.15%
22,355
+1,398
+7% +$99.3K
4 5
6
7 8

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.