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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
101
Essex Property Trust
ESS
$18.1B
$2.68M 0.25%
12,921
+5,273
+69% +$1.24M
ESGU icon
102
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$2.66M 0.25%
27,930
-6,071
-18% -$595K
LRGF icon
103
iShares US Equity Factor ETF
LRGF
$3.55B
$2.65M 0.25%
60,733
-6,462
-10% -$290K
HD icon
104
Home Depot
HD
$332B
$2.64M 0.25%
9,164
+2,576
+39% +$828K
NVO
105
Novo Nordisk
NVO
$228B
$2.62M 0.24%
26,182
+3,706
+16% +$326K
APD icon
106
Air Products & Chemicals
APD
$66.8B
$2.61M 0.24%
9,892
+2,362
+31% +$693K
BOCT icon
107
Innovator US Equity Buffer ETF October
BOCT
$284M
$2.55M 0.24%
71,001
– –
CMCSA icon
108
Comcast
CMCSA
$84B
$2.54M 0.24%
62,112
+7,234
+13% +$323K
SH icon
109
ProShares Short S&P500
SH
$913M
$2.44M 0.23%
42,419
+34,742
+453% +$1.94M
VXUS icon
110
Vanguard Total International Stock ETF
VXUS
$155B
$2.43M 0.23%
45,508
-12,394
-21% -$692K
USIG icon
111
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$2.42M 0.22%
50,455
+24,090
+91% +$1.19M
FREL icon
112
Fidelity MSCI Real Estate Index ETF
FREL
$1.51B
$2.41M 0.22%
106,911
+68,234
+176% +$1.69M
UNP icon
113
Union Pacific
UNP
$172B
$2.4M 0.22%
11,435
-1,261
-10% -$275K
IEMG icon
114
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$2.35M 0.22%
49,180
-7,490
-13% -$371K
MC icon
115
Moelis & Co
MC
$5.06B
$2.3M 0.21%
55,000
+20,412
+59% +$961K
SM icon
116
SM Energy
SM
$7.58B
$2.28M 0.21%
62,892
-12,318
-16% -$467K
INTU icon
117
Intuit
INTU
$86.3B
$2.27M 0.21%
4,403
+1,851
+73% +$937K
OBDC icon
118
Blue Owl Capital
OBDC
$5.36B
$2.25M 0.21%
159,473
-20,586
-11% -$284K
RSP icon
119
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$2.25M 0.21%
16,160
-236
-1% -$35.3K
EFG icon
120
iShares MSCI EAFE Growth ETF
EFG
$16.7B
$2.25M 0.21%
25,649
-8,453
-25% -$779K
LOW icon
121
Lowe's Companies
LOW
$118B
$2.23M 0.21%
11,704
-858
-7% -$193K
ADP icon
122
Automatic Data Processing
ADP
$105B
$2.22M 0.21%
9,808
+2,583
+36% +$630K
ACWX icon
123
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$2.17M 0.2%
46,176
-13,220
-22% -$647K
ORCL icon
124
Oracle
ORCL
$367B
$2.17M 0.2%
19,338
-3,507
-15% -$406K
PULS icon
125
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.17M 0.2%
43,961
+21,866
+99% +$1.08M
3 4
5
6 7

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.