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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
76
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$3.53M 0.33%
26,020
+1,289
+5% +$176K
UPS icon
77
United Parcel Service
UPS
$89.5B
$3.53M 0.33%
25,201
+3,820
+18% +$659K
GOVT icon
78
iShares US Treasury Bond ETF
GOVT
$43.7B
$3.47M 0.32%
157,638
-96,642
-38% -$2.18M
MCD icon
79
McDonald's
MCD
$191B
$3.45M 0.32%
12,931
+2,124
+20% +$606K
IBM icon
80
IBM
IBM
$209B
$3.4M 0.32%
23,166
+5,292
+30% +$753K
XLV icon
81
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$3.39M 0.31%
26,971
-83,426
-76% -$11.1M
KO icon
82
Coca-Cola
KO
$381B
$3.38M 0.31%
59,647
+4,599
+8% +$276K
MUB icon
83
iShares National Muni Bond ETF
MUB
$45.2B
$3.38M 0.31%
32,705
-3,643
-10% -$384K
EFV icon
84
iShares MSCI EAFE Value ETF
EFV
$28.9B
$3.34M 0.31%
69,726
+20,756
+42% +$1.03M
VYM icon
85
Vanguard High Dividend Yield ETF
VYM
$80.9B
$3.3M 0.31%
32,530
+1,742
+6% +$187K
VSS icon
86
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$3.26M 0.3%
31,176
+21,799
+232% +$2.42M
NFLX icon
87
Netflix
NFLX
$305B
$3.25M 0.3%
74,710
-22,580
-23% -$957K
BRK.B icon
88
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.16M 0.29%
9,074
-1,607
-15% -$570K
BAC icon
89
Bank of America
BAC
$433B
$3.07M 0.29%
111,689
+24,744
+28% +$732K
ABNB icon
90
Airbnb
ABNB
$90.3B
$3.06M 0.28%
26,455
+5,119
+24% +$707K
SPHY icon
91
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$2.97M 0.28%
133,057
+79,412
+148% +$1.8M
GS icon
92
Goldman Sachs
GS
$302B
$2.96M 0.28%
9,241
-11
-0.1% -$3.67K
PYPL icon
93
PayPal
PYPL
$49.3B
$2.94M 0.27%
54,213
+12,117
+29% +$789K
PFE icon
94
Pfizer
PFE
$142B
$2.94M 0.27%
98,916
+40,183
+68% +$1.42M
BX icon
95
Blackstone
BX
$102B
$2.83M 0.26%
29,215
+7,284
+33% +$758K
FTSM icon
96
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$2.8M 0.26%
47,053
-3,800
-7% -$226K
MBB icon
97
iShares MBS ETF
MBB
$39.1B
$2.78M 0.26%
31,494
-4,328
-12% -$396K
C icon
98
Citigroup
C
$222B
$2.72M 0.25%
65,553
+4,534
+7% +$199K
MO icon
99
Altria Group
MO
$113B
$2.71M 0.25%
67,450
+2,144
+3% +$94.7K
ATO icon
100
Atmos Energy
ATO
$29.1B
$2.69M 0.25%
24,204
+10,613
+78% +$1.24M
2 3
4
5 6

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.