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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
51
Adobe
ADBE
$98.5B
$4.84M 0.45%
8,375
-36
-0.4% -$18.9K
XOM icon
52
ExxonMobil
XOM
$651B
$4.74M 0.44%
46,082
+6,089
+15% +$668K
QCOM icon
53
Qualcomm
QCOM
$160B
$4.72M 0.44%
39,320
+12,303
+46% +$1.43M
ROST icon
54
Ross Stores
ROST
$81B
$4.69M 0.44%
38,309
-198
-0.5% -$22.7K
SNOW icon
55
Snowflake
SNOW
$103B
$4.64M 0.43%
29,701
+5,343
+22% +$870K
TSLA icon
56
Tesla
TSLA
$1.22T
$4.61M 0.43%
21,948
+2,360
+12% +$606K
VTEB icon
57
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$4.48M 0.42%
92,401
-3,469
-4% -$172K
BIL icon
58
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$4.38M 0.41%
47,779
+23,572
+97% +$2.16M
CRM icon
59
Salesforce
CRM
$148B
$4.31M 0.4%
20,530
+1,189
+6% +$257K
ACN icon
60
Accenture
ACN
$99.9B
$4.26M 0.4%
13,542
+2,185
+19% +$688K
BABA icon
61
Alibaba
BABA
$279B
$4.24M 0.39%
51,250
+7,573
+17% +$693K
ABBV icon
62
AbbVie
ABBV
$455B
$4.22M 0.39%
30,590
+2,775
+10% +$407K
IAU icon
63
iShares Gold Trust
IAU
$63.8B
$4.17M 0.39%
112,457
-3,724
-3% -$136K
USMV icon
64
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$4.16M 0.39%
56,790
-9,851
-15% -$735K
TLT icon
65
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$3.96M 0.37%
45,259
-168,808
-79% -$16.2M
MA icon
66
Mastercard
MA
$510B
$3.94M 0.37%
10,151
+745
+8% +$299K
CAT icon
67
Caterpillar
CAT
$373B
$3.92M 0.36%
16,749
-877
-5% -$238K
NKE icon
68
Nike
NKE
$62.7B
$3.89M 0.36%
36,339
+7,421
+26% +$763K
IXUS icon
69
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$3.83M 0.36%
63,976
+6,111
+11% +$381K
MDT icon
70
Medtronic
MDT
$110B
$3.71M 0.34%
52,903
+8,919
+20% +$747K
PEP icon
71
PepsiCo
PEP
$191B
$3.69M 0.34%
22,217
+2,452
+12% +$445K
PG icon
72
Procter & Gamble
PG
$335B
$3.68M 0.34%
24,468
+1,727
+8% +$264K
NOW icon
73
ServiceNow
NOW
$114B
$3.64M 0.34%
29,365
-5,610
-16% -$640K
DIS icon
74
Walt Disney
DIS
$167B
$3.58M 0.33%
39,677
+9,184
+30% +$784K
LLY icon
75
Eli Lilly
LLY
$1.03T
$3.57M 0.33%
6,033
+202
+3% +$104K
1 2
3
4 5

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BWM
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AAM
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.