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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$16.6M
Cap. Flow
+$19.1M
Cap. Flow %
15.78%
Top 10 Hldgs %
30.34%
Holding
183
New
20
Increased
81
Reduced
52
Closed
24

Top Buys

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$4.98M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$4.17M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$2.6M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.41M
5
ABBV icon
AbbVie
ABBV
+$1.22M

Top Sells

Rank Stock Value
1
ZBRA icon
Zebra Technologies
ZBRA
+$1.21M
2
NVDA icon
NVIDIA
NVDA
+$1.04M
3
AAPL icon
Apple
AAPL
+$574K
4
AX icon
Axos Financial
AX
+$548K
5
SIVB
SVB Financial Group
SIVB
+$498K

Sector Composition

Rank Sector Weight
1 Healthcare 9.9%
2 Technology 9.78%
3 Financials 8.93%
4 Communication Services 5.73%
5 Consumer Discretionary 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYD icon
51
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.77B
$708K 0.59%
19,428
+1,061
+6% +$39.7K
NOBL icon
52
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$697K 0.58%
20,224
+394
+2% +$13.8K
PAYC icon
53
Paycom
PAYC
$7.55B
$678K 0.56%
3,267
+2,017
+161% +$471K
SRLN icon
54
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$660K 0.55%
14,410
+1,407
+11% +$64.9K
ITA icon
55
iShares US Aerospace & Defense ETF
ITA
$14.4B
$644K 0.53%
5,902
+688
+13% +$75.2K
JXI icon
56
iShares Global Utilities ETF
JXI
$321M
$636K 0.53%
11,066
+3,665
+50% +$204K
WTRG icon
57
Essential Utilities
WTRG
$11.6B
$631K 0.52%
14,011
+4,605
+49% +$198K
VCSH icon
58
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$606K 0.5%
7,457
+1,758
+31% +$142K
XLU icon
59
State Street Utilities Select Sector SPDR ETF
XLU
$23.6B
$595K 0.49%
18,632
+6,704
+56% +$207K
FEP icon
60
First Trust Europe AlphaDEX Fund
FEP
$515M
$591K 0.49%
17,853
-430
-2% -$14.8K
SDS icon
61
ProShares UltraShort S&P500
SDS
$421M
$577K 0.48%
+741
New +$560K
PYPL icon
62
PayPal
PYPL
$51.3B
$576K 0.48%
5,794
+1,395
+32% +$154K
AMTD
63
DELISTED
TD Ameritrade Holding Corp
AMTD
$571K 0.47%
17,082
+5,097
+43% +$244K
XLV icon
64
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$551K 0.46%
6,252
+236
+4% +$21.5K
VOT icon
65
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$544K 0.45%
3,773
– –
ARCC icon
66
Ares Capital
ARCC
$13.7B
$536K 0.44%
29,443
+48
+0.2% +$890
LULU icon
67
lululemon athletica
LULU
$13.6B
$534K 0.44%
2,793
+1,547
+124% +$289K
CNC icon
68
Centene
CNC
$31.1B
$523K 0.43%
12,240
+4,182
+52% +$204K
AVYA
69
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$509K 0.42%
38,998
+22,197
+132% +$261K
XLI icon
70
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$507K 0.42%
6,848
+2,466
+56% +$189K
COLD icon
71
Americold
COLD
$4.21B
$501K 0.41%
13,371
+5,302
+66% +$186K
FTEC icon
72
Fidelity MSCI Information Technology Index ETF
FTEC
$19.5B
$485K 0.4%
7,774
+3
+0% +$191
DAL icon
73
Delta Air Lines
DAL
$58.4B
$481K 0.4%
9,040
+2,413
+36% +$143K
SPDW icon
74
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$481K 0.4%
16,825
+1,437
+9% +$41.7K
TWLO icon
75
Twilio
TWLO
$29.4B
$480K 0.4%
+4,424
New +$574K
1 2
3
4 5

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AAM
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DFPG Investments's Q3 2019 Portfolio in Review

As of Q3 2019, DFPG Investments held 183 positions worth $121M, up 16% from $104M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

DFPG Investments deployed $19.1M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Arcturus Therapeutics: 460,450 shares worth $4.8M.

By sector, the portfolio is most concentrated in Healthcare at 9.9% of assets, up from 5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Apple, an estimated $574K trimmed.

  • DFPG Investments's largest Q3 2019 buy was Arcturus Therapeutics: 460,450 shares worth $4.8M.
  • DFPG Investments added most to Vanguard Total Stock Market ETF in Q3 2019, an estimated $4.17M increase.
  • DFPG Investments's biggest Q3 2019 reduction was Apple, cutting an estimated $574K.
  • DFPG Investments fully exited Zebra Technologies in Q3 2019, selling an estimated $1.21M.
  • DFPG Investments's ten largest holdings make up 30% of its $121M portfolio in Q3 2019.
  • DFPG Investments opened 20 new positions and closed 24 in Q3 2019.
  • DFPG Investments's portfolio value rose 16% quarter-over-quarter to $121M.

Based on DFPG Investments's 13F filing for Q3 2019, filed 15 Oct 2019.