We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABG icon
576
Asbury Automotive
ABG
$4.31B
– –
-841
Closed -$210K
ADI icon
577
Analog Devices
ADI
$179B
– –
-1,610
Closed -$315K
ALC icon
578
Alcon
ALC
$33.6B
– –
-4,228
Closed -$359K
APAM icon
579
Artisan Partners
APAM
$2.79B
– –
-5,778
Closed -$246K
ARE icon
580
Alexandria Real Estate Equities
ARE
$8.97B
– –
-2,976
Closed -$355K
ARES icon
581
Ares Management
ARES
$28.9B
– –
-2,171
Closed -$222K
ASRT
582
DELISTED
Assertio
ASRT
– –
-733
Closed -$58.7K
BCE icon
583
BCE
BCE
$20.2B
– –
-5,987
Closed -$263K
BLDR icon
584
Builders FirstSource
BLDR
$7.15B
– –
-1,438
Closed -$208K
BOE icon
585
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-28,520
Closed -$291K
BWA icon
586
BorgWarner
BWA
$13.1B
– –
-5,932
Closed -$240K
CERS icon
587
Cerus
CERS
$433M
– –
-12,020
Closed -$35.1K
CWB icon
588
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-6,727
Closed -$482K
DFAU icon
589
Dimensional US Core Equity Market ETF
DFAU
$12.4B
– –
-10,800
Closed -$345K
DOCU
590
DocuSign
DOCU
$10.5B
– –
-10,528
Closed -$570K
DRI icon
591
Darden Restaurants
DRI
$23.3B
– –
-3,557
Closed -$610K
EQR icon
592
Equity Residential
EQR
$24.9B
– –
-3,252
Closed -$221K
FALN icon
593
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
– –
-12,041
Closed -$307K
FDS icon
594
Factset
FDS
$9.36B
– –
-474
Closed -$202K
FLJH icon
595
Franklin FTSE Japan Hedged ETF
FLJH
$177M
– –
-28,258
Closed -$863K
GSK icon
596
GSK
GSK
$104B
– –
-7,815
Closed -$275K
GWX icon
597
State Street SPDR S&P International Small Cap ETF
GWX
$856M
– –
-12,015
Closed -$383K
HCA icon
598
HCA Healthcare
HCA
$87.2B
– –
-1,417
Closed -$406K
HDB icon
599
HDFC Bank
HDB
$123B
– –
-5,902
Closed -$208K
IEX icon
600
IDEX
IEX
$17B
– –
-2,413
Closed -$510K
22 23
24
25 26

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.