DFPG Investments’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

DFPG Investments’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-6,727	Closed	-$482K	–	589
2023 Q2	$482K	Buy	+6,727	New	+$452K	0.04%	382
2019 Q2	–	Sell	-3,913	Closed	-$206K	–	166
2019 Q1	$206K	Buy	+3,913	New	+$198K	0.22%	124

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $6.11B AUM 33.56% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

DFPG Investments's CWB Position: Q3 2023 in Review

DFPG Investments sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2023, closing a stake of 6,727 shares — an estimated $482K sold.

DFPG Investments first reported a position in CWB in Q1 2019 and held it in 2 quarters. The position peaked at $482K in Q2 2023. 462 funds tracked by Wall St. Rank hold CWB as of Q3 2023.

DFPG Investments reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2023 after selling out during the quarter.
DFPG Investments sold 6,727 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2023, an estimated $482K.
DFPG Investments first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q1 2019 and held it in 2 quarters.
DFPG Investments's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $482K in Q2 2023.
462 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2023.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.