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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OWL icon
26
Blue Owl Capital
OWL
$6.45B
$7.96M 0.74%
601,713
+99,160
+20% +$1.18M
BND icon
27
Vanguard Total Bond Market
BND
$158B
$7.12M 0.66%
102,304
-6,759
-6% -$483K
IUSB icon
28
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$7.07M 0.66%
162,302
-15,872
-9% -$709K
HQY icon
29
HealthEquity
HQY
$8.71B
$6.58M 0.61%
97,162
-2,821
-3% -$191K
JPM icon
30
JPMorgan Chase
JPM
$916B
$6.52M 0.61%
45,191
+4,125
+10% +$618K
V icon
31
Visa
V
$677B
$6.45M 0.6%
26,681
+542
+2% +$130K
VTI icon
32
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$6.36M 0.59%
29,665
+1,176
+4% +$260K
VOO icon
33
Vanguard S&P 500 ETF
VOO
$956B
$6.33M 0.59%
15,891
+503
+3% +$206K
SHY icon
34
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$6.33M 0.59%
78,117
+15,115
+24% +$1.22M
VWO icon
35
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$6.32M 0.59%
161,663
+99,612
+161% +$4.07M
CVX icon
36
Chevron
CVX
$382B
$6.1M 0.57%
42,956
+2,792
+7% +$451K
GLD icon
37
SPDR Gold Trust
GLD
$131B
$6.07M 0.56%
33,438
-104,806
-76% -$18.7M
PM icon
38
Philip Morris
PM
$309B
$5.78M 0.54%
64,350
+2,191
+4% +$211K
UNH icon
39
UnitedHealth
UNH
$382B
$5.65M 0.53%
10,476
+1,551
+17% +$763K
SPSM icon
40
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$5.56M 0.52%
156,862
+139,102
+783% +$5.42M
ITA icon
41
iShares US Aerospace & Defense ETF
ITA
$14B
$5.52M 0.51%
48,913
-26,820
-35% -$3.06M
URNM icon
42
Sprott Uranium Miners ETF
URNM
$1.71B
$5.33M 0.5%
118,186
+10,705
+10% +$403K
CSCO icon
43
Cisco
CSCO
$443B
$5.33M 0.5%
102,499
-3,919
-4% -$211K
PANW icon
44
Palo Alto Networks
PANW
$256B
$5.18M 0.48%
42,670
+6,584
+18% +$779K
IEF icon
45
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$5.03M 0.47%
55,273
-153,183
-73% -$14.4M
AVGO icon
46
Broadcom
AVGO
$1.76T
$5M 0.47%
54,890
-1,860
-3% -$161K
VZ icon
47
Verizon
VZ
$197B
$4.99M 0.46%
139,975
+20,299
+17% +$686K
HYGH icon
48
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$590M
$4.95M 0.46%
59,727
+4,216
+8% +$353K
LMT icon
49
Lockheed Martin
LMT
$131B
$4.94M 0.46%
11,174
+1,921
+21% +$852K
URA icon
50
Global X Uranium ETF
URA
$5.21B
$4.86M 0.45%
182,144
+19,990
+12% +$470K
1
2
3 4 5

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AAM
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.