We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$16.6M
Cap. Flow
+$19.1M
Cap. Flow %
15.78%
Top 10 Hldgs %
30.34%
Holding
183
New
20
Increased
81
Reduced
52
Closed
24

Top Buys

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$4.98M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$4.17M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$2.6M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.41M
5
ABBV icon
AbbVie
ABBV
+$1.22M

Top Sells

Rank Stock Value
1
ZBRA icon
Zebra Technologies
ZBRA
+$1.21M
2
NVDA icon
NVIDIA
NVDA
+$1.04M
3
AAPL icon
Apple
AAPL
+$574K
4
AX icon
Axos Financial
AX
+$548K
5
SIVB
SVB Financial Group
SIVB
+$498K

Sector Composition

Rank Sector Weight
1 Healthcare 9.9%
2 Technology 9.78%
3 Financials 8.93%
4 Communication Services 5.73%
5 Consumer Discretionary 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
26
Vanguard Extended Market ETF
VXF
$30.5B
$1.09M 0.9%
9,655
-612
-6% -$72K
KO icon
27
Coca-Cola
KO
$361B
$1.09M 0.9%
20,285
+4,496
+28% +$241K
BX icon
28
Blackstone
BX
$105B
$1.05M 0.87%
23,061
-821
-3% -$40K
BNDX icon
29
Vanguard Total International Bond ETF
BNDX
$82.2B
$1.01M 0.84%
17,249
+8,665
+101% +$506K
T icon
30
AT&T
T
$167B
$1.01M 0.83%
35,621
+15,924
+81% +$422K
FSK icon
31
FS KKR Capital
FSK
$3.03B
$1.01M 0.83%
44,362
+3,786
+9% +$88.8K
DIS icon
32
Walt Disney
DIS
$168B
$994K 0.82%
7,738
+1,942
+34% +$269K
META icon
33
Meta Platforms (Facebook)
META
$1.51T
$983K 0.81%
5,530
-1,360
-20% -$259K
BRSP
34
BrightSpire Capital
BRSP
$684M
$962K 0.8%
70,021
+5,892
+9% +$85.8K
VB icon
35
Vanguard Small-Cap ETF
VB
$80B
$961K 0.79%
6,450
-622
-9% -$96.4K
JPST icon
36
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$954K 0.79%
18,902
+1,991
+12% +$100K
SHOP icon
37
Shopify
SHOP
$164B
$951K 0.79%
30,570
+22,970
+302% +$787K
QYLD icon
38
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.04B
$946K 0.78%
42,385
+11,063
+35% +$253K
VOO icon
39
Vanguard S&P 500 ETF
VOO
$969B
$924K 0.76%
3,488
-585
-14% -$159K
BABA icon
40
Alibaba
BABA
$275B
$916K 0.76%
5,659
-1,751
-24% -$301K
BAC icon
41
Bank of America
BAC
$436B
$908K 0.75%
32,849
+960
+3% +$27.6K
MA icon
42
Mastercard
MA
$487B
$890K 0.74%
3,333
+482
+17% +$133K
RSPS icon
43
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$885K 0.73%
32,255
+8,490
+36% +$233K
HISF icon
44
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
$871K 0.72%
17,295
+2
+0% +$101
VUG icon
45
Vanguard Growth ETF
VUG
$216B
$815K 0.67%
30,018
+846
+3% +$23.5K
GLD icon
46
SPDR Gold Trust
GLD
$133B
$794K 0.66%
+5,596
New +$778K
V icon
47
Visa
V
$689B
$792K 0.65%
4,593
+1,318
+40% +$235K
SPYM
48
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$754K 0.62%
22,243
+1,254
+6% +$43.6K
WM icon
49
Waste Management
WM
$95.7B
$753K 0.62%
6,559
+1,320
+25% +$154K
IYK icon
50
iShares US Consumer Staples ETF
IYK
$1.41B
$714K 0.59%
17,340
+5,058
+41% +$209K
1
2
3 4 5

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q3 2019 Portfolio in Review

As of Q3 2019, DFPG Investments held 183 positions worth $121M, up 16% from $104M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

DFPG Investments deployed $19.1M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Arcturus Therapeutics: 460,450 shares worth $4.8M.

By sector, the portfolio is most concentrated in Healthcare at 9.9% of assets, up from 5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Apple, an estimated $574K trimmed.

  • DFPG Investments's largest Q3 2019 buy was Arcturus Therapeutics: 460,450 shares worth $4.8M.
  • DFPG Investments added most to Vanguard Total Stock Market ETF in Q3 2019, an estimated $4.17M increase.
  • DFPG Investments's biggest Q3 2019 reduction was Apple, cutting an estimated $574K.
  • DFPG Investments fully exited Zebra Technologies in Q3 2019, selling an estimated $1.21M.
  • DFPG Investments's ten largest holdings make up 30% of its $121M portfolio in Q3 2019.
  • DFPG Investments opened 20 new positions and closed 24 in Q3 2019.
  • DFPG Investments's portfolio value rose 16% quarter-over-quarter to $121M.

Based on DFPG Investments's 13F filing for Q3 2019, filed 15 Oct 2019.