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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAM icon
451
Brookfield Asset Management
BAM
$80.9B
$331K 0.03%
+10,705
New +$361K
VIOO icon
452
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.22B
$330K 0.03%
3,939
+282
+8% +$26K
TYL icon
453
Tyler Technologies
TYL
$12.5B
$330K 0.03%
+798
New +$313K
IGSB icon
454
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$329K 0.03%
6,603
-293
-4% -$14.7K
CP icon
455
Canadian Pacific Kansas City
CP
$79.7B
$327K 0.03%
4,494
-7,418
-62% -$588K
GLDM icon
456
SPDR Gold MiniShares Trust
GLDM
$27.5B
$327K 0.03%
8,425
-3,409
-29% -$130K
ICLR icon
457
Icon
ICLR
$12.2B
$325K 0.03%
1,295
-255
-16% -$64.3K
FAF icon
458
First American
FAF
$7.7B
$324K 0.03%
6,092
-1,562
-20% -$93.8K
JKHY icon
459
Jack Henry & Associates
JKHY
$11.1B
$320K 0.03%
+2,146
New +$346K
CME icon
460
CME Group
CME
$95.7B
$319K 0.03%
1,475
-14
-0.9% -$2.78K
CHH icon
461
Choice Hotels
CHH
$4.93B
$316K 0.03%
2,847
+614
+27% +$77.2K
IBHD
462
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
$315K 0.03%
13,683
+3,560
+35% +$82.3K
TX icon
463
Ternium
TX
$9.76B
$313K 0.03%
+8,657
New +$357K
TGT icon
464
Target
TGT
$67.8B
$313K 0.03%
2,927
-952
-25% -$121K
VIG icon
465
Vanguard Dividend Appreciation ETF
VIG
$112B
$312K 0.03%
1,986
-1,010
-34% -$164K
BJ icon
466
BJs Wholesale Club
BJ
$12.4B
$311K 0.03%
+4,626
New +$311K
GIGB icon
467
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$970M
$311K 0.03%
+7,200
New +$319K
SPBO icon
468
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$310K 0.03%
+11,300
New +$320K
NTAP icon
469
NetApp
NTAP
$35.9B
$307K 0.03%
+4,050
New +$313K
XLC icon
470
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$306K 0.03%
4,540
-1,098
-19% -$73.2K
FOXF icon
471
Fox Factory Holding Corp
FOXF
$785M
$304K 0.03%
5,528
-3,365
-38% -$360K
HON icon
472
Honeywell
HON
$78.2B
$303K 0.03%
1,749
+51
+3% +$9.33K
GRID
473
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.8B
$300K 0.03%
3,353
-137
-4% -$13.8K
VOE icon
474
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
$297K 0.03%
2,300
+851
+59% +$118K
AON icon
475
Aon
AON
$75.9B
$295K 0.03%
890
-168
-16% -$55.6K
17 18
19
20 21

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.