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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCOR icon
401
Procore
PCOR
$8.3B
$404K 0.04%
8,070
-1,015
-11% -$67.8K
TTE icon
402
TotalEnergies
TTE
$194B
$403K 0.04%
+6,195
New +$383K
HACK icon
403
Amplify Cybersecurity ETF
HACK
$2.74B
$402K 0.04%
7,650
+2,798
+58% +$144K
SHOP icon
404
Shopify
SHOP
$153B
$400K 0.04%
6,632
-330
-5% -$20K
EOG icon
405
EOG Resources
EOG
$77.8B
$397K 0.04%
3,269
+87
+3% +$11.1K
CHD icon
406
Church & Dwight Co
CHD
$23.6B
$396K 0.04%
+4,422
New +$423K
COF icon
407
Capital One
COF
$133B
$394K 0.04%
3,768
-95
-2% -$10.2K
IUSG icon
408
iShares Core S&P US Growth ETF
IUSG
$32.7B
$392K 0.04%
4,080
-292
-7% -$28.6K
PSA icon
409
Public Storage
PSA
$60.8B
$390K 0.04%
1,581
+13
+0.8% +$3.64K
CMI icon
410
Cummins
CMI
$89.2B
$390K 0.04%
1,809
-155
-8% -$37.4K
CSL icon
411
Carlisle Companies
CSL
$14.6B
$389K 0.04%
1,489
+12
+0.8% +$3.22K
IRM icon
412
Iron Mountain
IRM
$37.1B
$388K 0.04%
6,588
+826
+14% +$50.5K
LHX icon
413
L3Harris
LHX
$51.4B
$387K 0.04%
2,140
+1,053
+97% +$194K
APPF icon
414
AppFolio
APPF
$6.8B
$383K 0.04%
1,926
-308
-14% -$55.9K
EVR icon
415
Evercore
EVR
$12.1B
$380K 0.04%
2,775
-442
-14% -$60K
MINT icon
416
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$380K 0.04%
+3,806
New +$380K
DIAX
417
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$379K 0.04%
28,625
– –
XLY icon
418
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$375K 0.03%
4,730
-738
-13% -$62.4K
ENTG icon
419
Entegris
ENTG
$18.8B
$375K 0.03%
4,142
-2,569
-38% -$257K
MKL icon
420
Markel Group
MKL
$23.1B
$375K 0.03%
+279
New +$408K
ESGD icon
421
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
$373K 0.03%
5,419
-6,819
-56% -$491K
MEDP icon
422
Medpace
MEDP
$16B
$373K 0.03%
+1,384
New +$354K
QTEC icon
423
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.63B
$370K 0.03%
2,506
– –
GXO icon
424
GXO Logistics
GXO
$5.71B
$369K 0.03%
7,043
-1,157
-14% -$72.4K
STM icon
425
STMicroelectronics
STM
$46.3B
$368K 0.03%
+9,084
New +$434K
15 16
17
18 19

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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.