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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUFG icon
301
Mitsubishi UFJ Financial
MUFG
$253B
$634K 0.06%
78,326
+59,778
+322% +$477K
TIP icon
302
iShares TIPS Bond ETF
TIP
$14.5B
$628K 0.06%
+6,062
New +$641K
AVTR icon
303
Avantor
AVTR
$9.32B
$621K 0.06%
33,761
+5,229
+18% +$111K
FMX icon
304
Fomento Económico Mexicano
FMX
$43.6B
$612K 0.06%
+5,152
New +$572K
XLF icon
305
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$610K 0.06%
18,199
+2,602
+17% +$89.7K
MS icon
306
Morgan Stanley
MS
$331B
$605K 0.06%
8,148
-3,105
-28% -$270K
BNDX icon
307
Vanguard Total International Bond ETF
BNDX
$81.9B
$601K 0.06%
12,448
+332
+3% +$16.1K
TDC icon
308
Teradata
TDC
$2.92B
$593K 0.06%
12,859
+928
+8% +$45.4K
ED icon
309
Consolidated Edison
ED
$40.1B
$592K 0.06%
6,628
-875
-12% -$79.7K
F icon
310
Ford
F
$58.5B
$590K 0.05%
60,797
-1,167
-2% -$15.2K
ALLE icon
311
Allegion
ALLE
$13.4B
$588K 0.05%
5,819
+2,009
+53% +$226K
ARGX icon
312
argenx
ARGX
$53.4B
$588K 0.05%
1,220
+652
+115% +$319K
RMT
313
Royce Micro-Cap Trust
RMT
$728M
$586K 0.05%
74,926
+5,529
+8% +$48.7K
VO icon
314
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$586K 0.05%
11,460
+1,064
+10% +$58.4K
OC icon
315
Owens Corning
OC
$11.2B
$584K 0.05%
4,800
-1,378
-22% -$189K
DVN icon
316
Devon Energy
DVN
$52.1B
$584K 0.05%
13,220
-897
-6% -$45.2K
BBVA icon
317
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
$583K 0.05%
69,324
+52,898
+322% +$411K
DGRW icon
318
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$581K 0.05%
8,997
-13,522
-60% -$899K
SDY icon
319
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$579K 0.05%
5,107
+5
+0.1% +$610
DOW icon
320
Dow Inc
DOW
$21.9B
$575K 0.05%
11,896
-184
-2% -$9.88K
CX icon
321
Cemex
CX
$17.1B
$575K 0.05%
84,349
+64,923
+334% +$482K
VOT icon
322
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$574K 0.05%
3,012
+70
+2% +$14.3K
CAG icon
323
Conagra Brands
CAG
$6.94B
$573K 0.05%
20,507
-783
-4% -$24.1K
STVN icon
324
Stevanato
STVN
$5.42B
$572K 0.05%
20,744
-3,917
-16% -$123K
B
325
Barrick Mining
B
$61.5B
$572K 0.05%
37,388
-9,286
-20% -$152K
11 12
13
14 15

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.