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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
276
iShares Russell 1000 Growth ETF
IWF
$121B
$698K 0.06%
10,092
-14,468
-59% -$999K
AOD
277
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$696K 0.06%
94,269
+8,518
+10% +$68.6K
UBS icon
278
UBS Group
UBS
$173B
$695K 0.06%
+28,337
New +$662K
ENB icon
279
Enbridge
ENB
$119B
$693K 0.06%
20,774
+3,834
+23% +$136K
PAVE icon
280
Global X US Infrastructure Development ETF
PAVE
$13.9B
$687K 0.06%
23,122
+10,625
+85% +$335K
BSV icon
281
Vanguard Short-Term Bond ETF
BSV
$44.7B
$684K 0.06%
9,099
-143
-2% -$10.8K
ESGE icon
282
iShares ESG Aware MSCI EM ETF
ESGE
$6.58B
$683K 0.06%
22,349
-3,398
-13% -$108K
GIS icon
283
General Mills
GIS
$19.1B
$680K 0.06%
10,384
-1,664
-14% -$118K
FTEC icon
284
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$677K 0.06%
5,238
-32
-0.6% -$4.12K
IWM icon
285
iShares Russell 2000 ETF
IWM
$79.8B
$677K 0.06%
4,045
-536
-12% -$101K
ILCB icon
286
iShares Morningstar US Equity ETF
ILCB
$1.27B
$674K 0.06%
11,277
-491
-4% -$30.1K
PINS icon
287
Pinterest
PINS
$13.4B
$673K 0.06%
21,530
– –
PKX icon
288
POSCO
PKX
$16.1B
$667K 0.06%
+7,663
New +$800K
IDEV icon
289
iShares Core MSCI International Developed Markets ETF
IDEV
$31.7B
$665K 0.06%
11,463
+332
+3% +$20.1K
MGV icon
290
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$663K 0.06%
6,611
+3,701
+127% +$388K
CRH icon
291
CRH
CRH
$63.2B
$662K 0.06%
11,339
+5,530
+95% +$314K
TDY icon
292
Teledyne Technologies
TDY
$30.4B
$655K 0.06%
1,741
+1,153
+196% +$468K
IJR icon
293
iShares Core S&P Small-Cap ETF
IJR
$109B
$649K 0.06%
7,178
-2,087
-23% -$208K
CASY icon
294
Casey's General Stores
CASY
$32.2B
$648K 0.06%
2,354
-492
-17% -$125K
LMBS icon
295
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$645K 0.06%
13,685
-6,245
-31% -$297K
DMXF icon
296
iShares ESG Advanced MSCI EAFE ETF
DMXF
$992M
$644K 0.06%
11,206
+399
+4% +$23.8K
FTI icon
297
TechnipFMC
FTI
$28.1B
$640K 0.06%
30,622
-3,470
-10% -$65.5K
FLOT icon
298
iShares Floating Rate Bond ETF
FLOT
$10.2B
$639K 0.06%
12,622
+3,902
+45% +$198K
EMB icon
299
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$639K 0.06%
7,752
-4,974
-39% -$424K
STE icon
300
Steris
STE
$22.3B
$637K 0.06%
3,172
+1,803
+132% +$408K
10 11
12
13 14

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BWM
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AAM
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WP
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B
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DGAM
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.