We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
276
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$449K 0.07%
+8,957
New +$448K
OC icon
277
Owens Corning
OC
$11.2B
$446K 0.07%
+4,890
New +$429K
MORN icon
278
Morningstar
MORN
$7.22B
$446K 0.07%
+1,872
New +$427K
SKYY icon
279
First Trust Cloud Computing ETF
SKYY
$2.92B
$440K 0.07%
7,415
+313
+4% +$19K
ACWX icon
280
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$436K 0.07%
+9,059
New +$397K
BSY icon
281
Bentley Systems
BSY
$10.8B
$432K 0.07%
+11,319
New +$410K
STAA icon
282
STAAR Surgical
STAA
$1.21B
$431K 0.07%
6,289
+281
+5% +$17.6K
WM icon
283
Waste Management
WM
$90.6B
$429K 0.07%
+2,733
New +$440K
PHYL icon
284
PGIM Active High Yield Bond ETF
PHYL
$1.32B
$427K 0.07%
12,359
-192
-2% -$6.47K
STIP icon
285
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$426K 0.07%
4,385
+377
+9% +$36.6K
ENTG icon
286
Entegris
ENTG
$18.1B
$421K 0.07%
+5,323
New +$392K
IJR icon
287
iShares Core S&P Small-Cap ETF
IJR
$109B
$421K 0.07%
+4,234
New +$406K
NEM icon
288
Newmont
NEM
$98.7B
$419K 0.07%
7,987
+2,167
+37% +$96.7K
GLDM icon
289
SPDR Gold MiniShares Trust
GLDM
$27.5B
$417K 0.07%
+11,181
New +$384K
NFJ
290
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$414K 0.07%
+34,824
New +$395K
AFL icon
291
Aflac
AFL
$64.9B
$410K 0.07%
+5,708
New +$382K
LUV icon
292
Southwest Airlines
LUV
$22B
$410K 0.07%
+11,389
New +$411K
PII icon
293
Polaris
PII
$3.82B
$408K 0.07%
+3,848
New +$401K
FAF icon
294
First American
FAF
$7.66B
$408K 0.07%
+6,959
New +$353K
SFBS
295
ServisFirst Bancshares
SFBS
$4.89B
$405K 0.07%
+5,811
New +$434K
STZ icon
296
Constellation Brands
STZ
$22.2B
$404K 0.07%
1,814
+259
+17% +$62K
HON icon
297
Honeywell
HON
$77B
$403K 0.07%
+2,015
New +$385K
SPYM
298
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$402K 0.07%
8,634
-485
-5% -$21.9K
VTIP icon
299
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$395K 0.07%
+8,430
New +$402K
CWH icon
300
Camping World
CWH
$639M
$393K 0.06%
15,252
+4,174
+38% +$108K
10 11
12
13 14

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.