DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
-22.67%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$158M
AUM Growth
+$158M
Cap. Flow
-$16.8M
Cap. Flow %
-10.63%
Top 10 Hldgs %
61.01%
Holding
131
New
17
Increased
16
Reduced
19
Closed
9

Top Buys

1
KKR icon
KKR & Co
KKR
$4.81M
2
APO icon
Apollo Global Management
APO
$4.52M
3
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
$1.38M
4
ZGNX
Zogenix, Inc.
ZGNX
$1.31M
5
AKBA icon
Akebia Therapeutics
AKBA
$1.03M

Top Sells

1
FTAI icon
FTAI Aviation
FTAI
$17.4M
2
TSG
The Stars Group Inc.
TSG
$6.52M
3
MIC
Macquarie Infrastructure Holdings, LLC
MIC
$4.11M
4
SWBI icon
Smith & Wesson
SWBI
$3.62M
5
MPLX icon
MPLX
MPLX
$3.1M

Sector Composition

1 Healthcare 37.68%
2 Financials 16.27%
3 Industrials 8.33%
4 Technology 7.76%
5 Communication Services 6.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GE icon
101
GE Aerospace
GE
$293B
$38K 0.02%
939
– –
OXY icon
102
Occidental Petroleum
OXY
$45.6B
$35K 0.02%
2,973
– –
PBCT
103
DELISTED
People's United Financial Inc
PBCT
$17K 0.01%
1,500
– –
BNS icon
104
Scotiabank
BNS
$78.1B
$16K 0.01%
400
– –
EXP icon
105
Eagle Materials
EXP
$7.27B
$13K 0.01%
228
– –
CC icon
106
Chemours
CC
$2.24B
$10K 0.01%
1,160
– –
SVC
107
Service Properties Trust
SVC
$456M
$5K ﹤0.01%
1,000
– –
STWD icon
108
Starwood Property Trust
STWD
$7.44B
$4K ﹤0.01%
400
– –
CHEK icon
109
Check-Cap
CHEK
$3.95M
$3K ﹤0.01%
111
– –
DBRG icon
110
DigitalBridge
DBRG
$2.05B
$3K ﹤0.01%
367
– –
SCU
111
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$3K ﹤0.01%
200
– –
AMLP icon
112
Alerian MLP ETF
AMLP
$10.6B
$2K ﹤0.01%
120
– –
WAB icon
113
Wabtec
WAB
$32.7B
$1K ﹤0.01%
23
– –
FTAI icon
114
FTAI Aviation
FTAI
$15.5B
– –
-1,040,444
Closed -$17.4M
RMR icon
115
The RMR Group
RMR
$279M
$0 ﹤0.01%
16
– –
SWBI icon
116
Smith & Wesson
SWBI
$355M
– –
-507,390
Closed -$3.62M
BMY.RT
117
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-15,847
Closed -$48K
AIMT
118
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-55,990
Closed -$1.87M
TSG
119
DELISTED
The Stars Group Inc.
TSG
– –
-250,000
Closed -$6.52M
FOMX
120
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
– –
-381,146
Closed -$1.27M
CHEKW
121
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
– –
-64,309
Closed -$482K
ENFC
122
DELISTED
Entegra Financial Corp.
ENFC
– –
-10,250
Closed -$309K
NVLN
123
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
– –
-109,135
Closed -$77K
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