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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-22.67%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$88.2M
Cap. Flow
-$18.2M
Cap. Flow %
-11.49%
Top 10 Hldgs %
61.01%
Holding
131
New
17
Increased
16
Reduced
19
Closed
9

Top Buys

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$5.89M
2
APO icon
Apollo Global Management
APO
+$5.8M
3
ZGNX
Zogenix, Inc.
ZGNX
+$1.92M
4
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$1.38M
5
AKBA icon
Akebia Therapeutics
AKBA
+$1.05M

Top Sells

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$17.4M
2
TSG
The Stars Group Inc.
TSG
+$6.52M
3
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$6.23M
4
MPLX icon
MPLX
MPLX
+$5.46M
5
SWBI icon
Smith & Wesson
SWBI
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 37.68%
2 Financials 16.27%
3 Industrials 8.33%
4 Technology 7.76%
5 Communication Services 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
101
GE Aerospace
GE
$364B
$38K 0.02%
939
– –
OXY icon
102
Occidental Petroleum
OXY
$54.6B
$35K 0.02%
2,973
– –
PBCT
103
DELISTED
People's United Financial Inc
PBCT
$17K 0.01%
1,500
– –
BNS icon
104
Scotiabank
BNS
$110B
$16K 0.01%
400
– –
EXP icon
105
Eagle Materials
EXP
$6.36B
$13K 0.01%
228
– –
CC icon
106
Chemours
CC
$2.63B
$10K 0.01%
1,160
– –
SVC
107
Service Properties Trust
SVC
$1.11B
$5K ﹤0.01%
200
– –
STWD icon
108
Starwood Property Trust
STWD
$6.3B
$4K ﹤0.01%
400
– –
MBAI
109
Check-Cap
MBAI
$7.73M
$3K ﹤0.01%
111
– –
DBRG icon
110
DigitalBridge
DBRG
$2.92B
$3K ﹤0.01%
367
– –
SCU
111
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$3K ﹤0.01%
200
– –
AMLP icon
112
Alerian MLP ETF
AMLP
$12.7B
$2K ﹤0.01%
120
– –
WAB icon
113
Wabtec
WAB
$44.5B
$1K ﹤0.01%
23
– –
FTAI icon
114
FTAI Aviation
FTAI
$21.3B
– –
-1,040,444
Closed -$17.4M
RMR icon
115
The RMR Group
RMR
$353M
$0 ﹤0.01%
16
– –
SWBI icon
116
Smith & Wesson
SWBI
$665M
– –
-507,390
Closed -$3.62M
BMY.RT
117
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-15,847
Closed -$48K
AIMT
118
DELISTED
Aimmune Therapeutics
AIMT
– –
-55,990
Closed -$1.87M
TSG
119
DELISTED
The Stars Group Inc.
TSG
– –
-250,000
Closed -$6.52M
FOMX
120
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
– –
-381,146
Closed -$1.27M
CHEKW
121
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
– –
-64,309
Closed -$482K
ENFC
122
DELISTED
Entegra Financial Corp.
ENFC
– –
-10,250
Closed -$309K
NVLN
123
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
– –
-109,135
Closed -$77K
1 2 3 4
5

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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q1 2020 Portfolio in Review

As of Q1 2020, David M. Knott held 131 positions worth $158M, down 36% from $247M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

David M. Knott withdrew a net $18.2M in Q1 2020, closing 9 positions and reducing 19 holdings. Its most notable exit was FTAI Aviation, an estimated $17.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

Against the trend, David M. Knott opened a new position in KKR & Co worth $4.81M.

  • David M. Knott's largest Q1 2020 buy was KKR & Co: 205,000 shares worth $4.81M.
  • David M. Knott added most to Apollo Global Management in Q1 2020, an estimated $5.8M increase.
  • David M. Knott's biggest Q1 2020 reduction was Macquarie Infrastructure Holdings, LLC, cutting an estimated $6.23M.
  • David M. Knott fully exited FTAI Aviation in Q1 2020, selling an estimated $17.4M.
  • David M. Knott's ten largest holdings make up 61% of its $158M portfolio in Q1 2020.
  • David M. Knott opened 17 new positions and closed 9 in Q1 2020.
  • David M. Knott's portfolio value fell 36% quarter-over-quarter to $158M.

Based on David M. Knott's 13F filing for Q1 2020, filed 13 May 2020.