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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+15.74%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$308M
AUM Growth
+$41.5M
Cap. Flow
+$7.42M
Cap. Flow %
2.41%
Top 10 Hldgs %
61.93%
Holding
115
New
6
Increased
17
Reduced
6
Closed
10
Avg Time Held
2.2 years
Top 10 Avg Time Held
1.5 years
Top 20 Avg Time Held
1.5 years

Top Buys

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$9.26M
2
MPLX icon
MPLX
MPLX
+$4.48M
3
MIK
Michaels Stores, Inc
MIK
+$2.86M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.72M
5
INDP icon
Indaptus Therapeutics
INDP
+$1.21M

Top Sells

Rank Stock Value
1
OSG icon
Octave Specialty Group
OSG
+$2.89M
2
ONCT icon
Oncternal Therapeutics, Inc. Common Stock
ONCT
+$735K
3
UAL icon
United Airlines
UAL
+$697K
4
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$392K
5
ANCB
Anchor Bancorp
ANCB
+$321K

Sector Composition

Rank Sector Weight
1 Healthcare 48.43%
2 Technology 14.64%
3 Energy 8.34%
4 Industrials 6.41%
5 Financials 5.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SCU
101
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$3K ﹤0.01%
200
– –
2014 Q2
17 quarters
RMR icon
102
The RMR Group
RMR
$313M
$1K ﹤0.01%
16
– –
2015 Q4
11 quarters
OSG icon
103
Octave Specialty Group
OSG
$210M
– –
-145,426
Closed -$2.89M –
AXGN icon
104
Axogen
AXGN
$2.03B
– –
-5,998
Closed -$301K –
UAL icon
105
United Airlines
UAL
$31.2B
– –
-10,000
Closed -$697K –
ONCT icon
106
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-343
Closed -$735K –
SGYP
107
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-225,400
Closed -$392K –
ANCB
108
DELISTED
Anchor Bancorp
ANCB
– –
-12,250
Closed -$321K –
1 2 3 4
5

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David M. Knott's Q3 2018 Portfolio in Review

As of Q3 2018, David M. Knott held 115 positions worth $308M, up 16% from $267M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

David M. Knott's Q3 2018 filing shows 6 new, 17 increased, 6 reduced and 10 closed positions. Its largest new stake was FTAI Aviation: 586,746 shares worth $9.11M. The largest sale was Octave Specialty Group, an estimated $2.89M.

By sector, the portfolio is most concentrated in Healthcare at 48% of assets, up from 44% a quarter earlier, followed by Technology and Energy.

  • David M. Knott's largest Q3 2018 buy was FTAI Aviation: 586,746 shares worth $9.11M.
  • David M. Knott added most to MPLX in Q3 2018, an estimated $4.48M increase.
  • David M. Knott's biggest Q3 2018 reduction was Macquarie Infrastructure Holdings, LLC, cutting an estimated $293K.
  • David M. Knott fully exited Octave Specialty Group in Q3 2018, selling an estimated $2.89M.
  • David M. Knott's ten largest holdings make up 62% of its $308M portfolio in Q3 2018.
  • David M. Knott opened 6 new positions and closed 10 in Q3 2018.
  • David M. Knott's portfolio value rose 16% quarter-over-quarter to $308M.

Based on David M. Knott's 13F filing for Q3 2018, filed 13 Nov 2018.