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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-22.67%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$88.2M
Cap. Flow
-$18.2M
Cap. Flow %
-11.49%
Top 10 Hldgs %
61.01%
Holding
131
New
17
Increased
16
Reduced
19
Closed
9

Top Buys

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$5.89M
2
APO icon
Apollo Global Management
APO
+$5.8M
3
ZGNX
Zogenix, Inc.
ZGNX
+$1.92M
4
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$1.38M
5
AKBA icon
Akebia Therapeutics
AKBA
+$1.05M

Top Sells

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$17.4M
2
TSG
The Stars Group Inc.
TSG
+$6.52M
3
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$6.23M
4
MPLX icon
MPLX
MPLX
+$5.46M
5
SWBI icon
Smith & Wesson
SWBI
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 37.68%
2 Financials 16.27%
3 Industrials 8.33%
4 Technology 7.76%
5 Communication Services 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHLRD
76
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$126K 0.08%
14,309
– –
GMED icon
77
Globus Medical
GMED
$10.5B
$123K 0.08%
2,900
– –
BCRX icon
78
BioCryst Pharmaceuticals
BCRX
$2.36B
$120K 0.08%
+59,990
New +$165K
CSFL
79
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$120K 0.08%
6,942
– –
GILD icon
80
Gilead Sciences
GILD
$167B
$112K 0.07%
+1,500
New +$104K
TTE icon
81
TotalEnergies
TTE
$181B
$107K 0.07%
2,860
– –
AUPH icon
82
Aurinia Pharmaceuticals
AUPH
$2.05B
$106K 0.07%
+7,300
New +$129K
KHC icon
83
Kraft Heinz
KHC
$30.7B
$105K 0.07%
4,234
-666
-14% -$18.3K
FNM.PRH
84
DELISTED
FANNIE MAE 5.81% PFD SER H
FNM.PRH
$100K 0.06%
10,000
– –
CUZ icon
85
Cousins Properties
CUZ
$5.23B
$98K 0.06%
3,357
– –
MDT icon
86
Medtronic
MDT
$106B
$95K 0.06%
1,050
– –
VLY icon
87
Valley National Bancorp
VLY
$8.28B
$91K 0.06%
12,480
– –
JBLU icon
88
JetBlue
JBLU
$2.02B
$90K 0.06%
+10,000
New +$166K
FNM.PRL
89
DELISTED
FANNIE MAE 5.125% PFD SER L
FNM.PRL
$84K 0.05%
8,680
– –
LEGH icon
90
Legacy Housing
LEGH
$637M
$83K 0.05%
9,000
– –
XLRN
91
DELISTED
Acceleron Pharma
XLRN
$72K 0.05%
805
-4,742
-85% -$369K
CFFN icon
92
Capitol Federal Financial
CFFN
$1.07B
$67K 0.04%
5,800
-4,000
-41% -$51.2K
FNB icon
93
FNB Corp
FNB
$6.82B
$66K 0.04%
8,905
– –
VYNE icon
94
VYNE Therapeutics
VYNE
$25.4M
$66K 0.04%
+342
New +$107K
LITS
95
Lite Strategy Inc
LITS
$33.6M
$62K 0.04%
1,930
– –
TARA icon
96
Protara Therapeutics
TARA
$230M
$61K 0.04%
+2,635
New +$76.8K
ASND icon
97
Ascendis Pharma A/S
ASND
$17.1B
$59K 0.04%
526
-130
-20% -$16.9K
FRE.PRP
98
DELISTED
FREDDIE MAC 6% PFD STK
FRE.PRP
$51K 0.03%
5,200
– –
XAIR icon
99
Beyond Air
XAIR
$4.02M
$46K 0.03%
+14
New +$36.4K
LLY icon
100
Eli Lilly
LLY
$1.05T
$42K 0.03%
300
– –
1 2 3
4
5

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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q1 2020 Portfolio in Review

As of Q1 2020, David M. Knott held 131 positions worth $158M, down 36% from $247M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

David M. Knott withdrew a net $18.2M in Q1 2020, closing 9 positions and reducing 19 holdings. Its most notable exit was FTAI Aviation, an estimated $17.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

Against the trend, David M. Knott opened a new position in KKR & Co worth $4.81M.

  • David M. Knott's largest Q1 2020 buy was KKR & Co: 205,000 shares worth $4.81M.
  • David M. Knott added most to Apollo Global Management in Q1 2020, an estimated $5.8M increase.
  • David M. Knott's biggest Q1 2020 reduction was Macquarie Infrastructure Holdings, LLC, cutting an estimated $6.23M.
  • David M. Knott fully exited FTAI Aviation in Q1 2020, selling an estimated $17.4M.
  • David M. Knott's ten largest holdings make up 61% of its $158M portfolio in Q1 2020.
  • David M. Knott opened 17 new positions and closed 9 in Q1 2020.
  • David M. Knott's portfolio value fell 36% quarter-over-quarter to $158M.

Based on David M. Knott's 13F filing for Q1 2020, filed 13 May 2020.