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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-22.67%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$88.2M
Cap. Flow
-$18.2M
Cap. Flow %
-11.49%
Top 10 Hldgs %
61.01%
Holding
131
New
17
Increased
16
Reduced
19
Closed
9

Top Buys

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$5.89M
2
APO icon
Apollo Global Management
APO
+$5.8M
3
ZGNX
Zogenix, Inc.
ZGNX
+$1.92M
4
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$1.38M
5
AKBA icon
Akebia Therapeutics
AKBA
+$1.05M

Top Sells

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$17.4M
2
TSG
The Stars Group Inc.
TSG
+$6.52M
3
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$6.23M
4
MPLX icon
MPLX
MPLX
+$5.46M
5
SWBI icon
Smith & Wesson
SWBI
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 37.68%
2 Financials 16.27%
3 Industrials 8.33%
4 Technology 7.76%
5 Communication Services 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTNT
51
DELISTED
Quotient Limited Ordinary Shares
QTNT
$405K 0.26%
2,561
+797
+45% +$209K
FNM.PRM
52
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOC PFD SER M
FNM.PRM
$404K 0.26%
43,000
– –
FRE.PRV
53
DELISTED
FEDERAL HOME LOAN MTG CORP 5.57% NON CUM PERPETUAL PFD STK
FRE.PRV
$371K 0.23%
80,000
– –
DOW icon
54
Dow Inc
DOW
$21.6B
$355K 0.22%
12,118
-427
-3% -$18.1K
WPC icon
55
W.P. Carey
WPC
$16.9B
$348K 0.22%
6,126
– –
SBBP
56
DELISTED
Strongbridge Biopharma plc.
SBBP
$344K 0.22%
181,800
+81,800
+82% +$213K
CLBK icon
57
Columbia Financial
CLBK
$2.44B
$336K 0.21%
23,363
– –
MIC
58
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$332K 0.21%
13,150
-162,750
-93% -$6.23M
FRE.PRX
59
DELISTED
FEDERAL HOME LN MTG CORP 6.02% NON-CUM PERP PFD STK
FRE.PRX
$316K 0.2%
53,811
– –
ARNA
60
DELISTED
Arena Pharmaceuticals Inc
ARNA
$310K 0.2%
7,391
-7,000
-49% -$321K
RARX
61
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
$307K 0.19%
+6,400
New +$298K
KRYS icon
62
Krystal Biotech
KRYS
$10.5B
$306K 0.19%
7,079
– –
ALIM
63
DELISTED
Alimera Sciences
ALIM
$301K 0.19%
75,194
+30,039
+67% +$183K
CTVA icon
64
Corteva
CTVA
$58.4B
$295K 0.19%
12,545
– –
CAG icon
65
Conagra Brands
CAG
$6.83B
$293K 0.18%
10,000
– –
AAPL icon
66
Apple
AAPL
$4.9T
$268K 0.17%
4,200
– –
DELL icon
67
Dell
DELL
$256B
$254K 0.16%
12,678
– –
FNM.PRS
68
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOCIATION PFD SER S (USA)
FNM.PRS
$222K 0.14%
35,000
– –
MSFT icon
69
Microsoft
MSFT
$2.93T
$221K 0.14%
1,400
– –
FNM.PRG
70
DELISTED
FANNIE MAE VRRT NONCM PFD SR G
FNM.PRG
$214K 0.14%
22,477
– –
CPRX
71
DELISTED
Catalyst Pharmaceutical
CPRX
$205K 0.13%
53,117
-5,200
-9% -$21.3K
FRE.PRF
72
DELISTED
FREDDIE MAC 5% NON CUM PFD
FRE.PRF
$203K 0.13%
21,590
– –
VRCA icon
73
Verrica Pharmaceuticals
VRCA
$96M
$161K 0.1%
1,475
+454
+44% +$59.7K
AGN
74
DELISTED
Allergan plc
AGN
$151K 0.1%
+850
New +$160K
FSBW icon
75
FS Bancorp
FSBW
$327M
$129K 0.08%
7,154
– –
1 2
3
4 5

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HCIA
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ISG
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TPCM
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MCL
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DVC
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David M. Knott's Q1 2020 Portfolio in Review

As of Q1 2020, David M. Knott held 131 positions worth $158M, down 36% from $247M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

David M. Knott withdrew a net $18.2M in Q1 2020, closing 9 positions and reducing 19 holdings. Its most notable exit was FTAI Aviation, an estimated $17.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

Against the trend, David M. Knott opened a new position in KKR & Co worth $4.81M.

  • David M. Knott's largest Q1 2020 buy was KKR & Co: 205,000 shares worth $4.81M.
  • David M. Knott added most to Apollo Global Management in Q1 2020, an estimated $5.8M increase.
  • David M. Knott's biggest Q1 2020 reduction was Macquarie Infrastructure Holdings, LLC, cutting an estimated $6.23M.
  • David M. Knott fully exited FTAI Aviation in Q1 2020, selling an estimated $17.4M.
  • David M. Knott's ten largest holdings make up 61% of its $158M portfolio in Q1 2020.
  • David M. Knott opened 17 new positions and closed 9 in Q1 2020.
  • David M. Knott's portfolio value fell 36% quarter-over-quarter to $158M.

Based on David M. Knott's 13F filing for Q1 2020, filed 13 May 2020.