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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-22.67%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$88.2M
Cap. Flow
-$18.2M
Cap. Flow %
-11.49%
Top 10 Hldgs %
61.01%
Holding
131
New
17
Increased
16
Reduced
19
Closed
9

Top Buys

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$5.89M
2
APO icon
Apollo Global Management
APO
+$5.8M
3
ZGNX
Zogenix, Inc.
ZGNX
+$1.92M
4
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$1.38M
5
AKBA icon
Akebia Therapeutics
AKBA
+$1.05M

Top Sells

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$17.4M
2
TSG
The Stars Group Inc.
TSG
+$6.52M
3
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$6.23M
4
MPLX icon
MPLX
MPLX
+$5.46M
5
SWBI icon
Smith & Wesson
SWBI
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 37.68%
2 Financials 16.27%
3 Industrials 8.33%
4 Technology 7.76%
5 Communication Services 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRS icon
26
Coherus Oncology
CHRS
$216M
$1.09M 0.69%
67,039
-8,675
-11% -$160K
AKBA icon
27
Akebia Therapeutics
AKBA
$359M
$1.02M 0.65%
+135,169
New +$1.05M
VKTX icon
28
Viking Therapeutics
VKTX
$4.31B
$1.02M 0.64%
218,102
– –
CDTX
29
DELISTED
Cidara Therapeutics
CDTX
$997K 0.63%
20,103
+9,192
+84% +$551K
VZ icon
30
Verizon
VZ
$182B
$984K 0.62%
18,311
– –
JNJ icon
31
Johnson & Johnson
JNJ
$609B
$954K 0.6%
7,280
– –
AB icon
32
AllianceBernstein
AB
$3.54B
$939K 0.59%
50,500
– –
FRE.PRZ
33
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
$850K 0.54%
139,500
– –
ALKS icon
34
Alkermes
ALKS
$8.79B
$837K 0.53%
58,073
+15,000
+35% +$268K
COLL icon
35
Collegium Pharmaceutical
COLL
$1.17B
$801K 0.51%
49,071
+36,571
+293% +$755K
XRN.PRA
36
Chiron Real Estate Inc Series A Preferred Stock
XRN.PRA
$75.3M
$801K 0.51%
35,000
– –
MDLZ icon
37
Mondelez International
MDLZ
$78.3B
$796K 0.5%
15,900
– –
KMB icon
38
Kimberly-Clark
KMB
$36B
$767K 0.48%
6,000
– –
FNM.PRF
39
DELISTED
FANNIE MAE VAR RT PFD SR F
FNM.PRF
$764K 0.48%
81,890
– –
QURE icon
40
uniQure
QURE
$2.77B
$675K 0.43%
14,220
+9,320
+190% +$536K
T icon
41
AT&T
T
$152B
$643K 0.41%
29,194
– –
KO icon
42
Coca-Cola
KO
$351B
$593K 0.37%
13,400
– –
RDUS
43
DELISTED
Radius Health, Inc.
RDUS
$559K 0.35%
43,034
-22,583
-34% -$403K
TRIL
44
DELISTED
Trillium Therapeutics Inc.
TRIL
$551K 0.35%
+136,500
New +$516K
IBM icon
45
IBM
IBM
$200B
$475K 0.3%
4,481
– –
RHP icon
46
Ryman Hospitality Properties
RHP
$7.99B
$444K 0.28%
12,400
– –
STML
47
DELISTED
Stemline Therapeutics, Inc.
STML
$435K 0.27%
89,864
-55,611
-38% -$361K
CNQ icon
48
Canadian Natural Resources
CNQ
$91.5B
$434K 0.27%
65,415
– –
DD icon
49
DuPont de Nemours
DD
$18.3B
$413K 0.26%
9,654
-340
-3% -$20.8K
ADMA icon
50
ADMA Biologics
ADMA
$2.02B
$405K 0.26%
+140,757
New +$487K
1
2
3 4 5

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David M. Knott's Q1 2020 Portfolio in Review

As of Q1 2020, David M. Knott held 131 positions worth $158M, down 36% from $247M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

David M. Knott withdrew a net $18.2M in Q1 2020, closing 9 positions and reducing 19 holdings. Its most notable exit was FTAI Aviation, an estimated $17.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

Against the trend, David M. Knott opened a new position in KKR & Co worth $4.81M.

  • David M. Knott's largest Q1 2020 buy was KKR & Co: 205,000 shares worth $4.81M.
  • David M. Knott added most to Apollo Global Management in Q1 2020, an estimated $5.8M increase.
  • David M. Knott's biggest Q1 2020 reduction was Macquarie Infrastructure Holdings, LLC, cutting an estimated $6.23M.
  • David M. Knott fully exited FTAI Aviation in Q1 2020, selling an estimated $17.4M.
  • David M. Knott's ten largest holdings make up 61% of its $158M portfolio in Q1 2020.
  • David M. Knott opened 17 new positions and closed 9 in Q1 2020.
  • David M. Knott's portfolio value fell 36% quarter-over-quarter to $158M.

Based on David M. Knott's 13F filing for Q1 2020, filed 13 May 2020.