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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$490M
AUM Growth
-$32.8M
Cap. Flow
-$58.1M
Cap. Flow %
-11.86%
Top 10 Hldgs %
52.87%
Holding
73
New
1
Increased
11
Reduced
26
Closed
8

Top Buys

Rank Stock Value
1
SWN
Southwestern Energy Company
SWN
+$11.3M
2
CTRA
Coterra Energy
CTRA
+$4.64M
3
NOV icon
NOV
NOV
+$3.23M
4
OSG
Octave Specialty Group
OSG
+$2.89M
5
HES
Hess
HES
+$1.62M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$10.7M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$8.07M
3
GTY
Getty Realty Corp
GTY
+$6.14M
4
PBR icon
Petrobras
PBR
+$6.04M
5
MUR icon
Murphy Oil
MUR
+$6.03M

Sector Composition

Rank Sector Weight
1 Energy 52.84%
2 Healthcare 21.99%
3 Financials 2.94%
4 Materials 2.48%
5 Real Estate 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AREX
26
DELISTED
Approach Resources Inc.
AREX
$6.18M 1.26%
320,000
-80,000
-20% -$1.96M
CLR
27
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$5.63M 1.15%
100,000
-20,000
-17% -$1.12M
FF icon
28
Future Fuel
FF
$211M
$5.12M 1.05%
324,194
-74,593
-19% -$1.26M
OSG
29
Octave Specialty Group
OSG
$275M
$4.01M 0.82%
163,426
+138,000
+543% +$2.89M
HHH icon
30
Howard Hughes
HHH
$4.19B
$3.48M 0.71%
30,421
-1,049
-3% -$114K
AFFX
31
DELISTED
Affymetrix Inc
AFFX
$3.22M 0.66%
375,500
+7,000
+2% +$53.7K
MSFT icon
32
Microsoft
MSFT
$2.93T
$2.53M 0.52%
67,750
-41,200
-38% -$1.5M
QLTI
33
DELISTED
QLT Inc
QLTI
$2.48M 0.51%
445,926
– –
DVN icon
34
Devon Energy
DVN
$50.6B
$2.47M 0.5%
40,000
– –
SWBI icon
35
Smith & Wesson
SWBI
$665M
$2.02M 0.41%
195,150
– –
ESSX
36
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$1.73M 0.35%
528,657
-482,172
-48% -$1.45M
HPAC
37
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$1.46M 0.3%
145,855
– –
ASRT
38
DELISTED
Assertio
ASRT
$1.38M 0.28%
2,177
– –
JPM icon
39
JPMorgan Chase
JPM
$907B
$1.25M 0.25%
21,300
– –
ACAD icon
40
Acadia Pharmaceuticals
ACAD
$4.38B
$1.14M 0.23%
45,800
-4,200
-8% -$99.1K
JNP
41
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$1.06M 0.22%
+159,900
New +$1.09M
KYTH
42
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$855K 0.17%
22,900
-2,100
-8% -$87.1K
JNJ icon
43
Johnson & Johnson
JNJ
$609B
$586K 0.12%
6,400
– –
DOC
44
DELISTED
PHYSICIANS REALTY TRUST
DOC
$583K 0.12%
45,800
+5,800
+15% +$71.6K
AEHL icon
45
Antelope Enterprise Holdings
AEHL
$15.1M
$569K 0.12%
4
– –
SIBC
46
DELISTED
STATE INVS BANCORP INC
SIBC
$450K 0.09%
30,000
– –
STND
47
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$374K 0.08%
20,000
– –
DD
48
DELISTED
Du Pont De Nemours E I
DD
$299K 0.06%
4,844
– –
TTE icon
49
TotalEnergies
TTE
$181B
$294K 0.06%
4,800
– –
KO icon
50
Coca-Cola
KO
$351B
$248K 0.05%
6,000
-2,400
-29% -$94.7K
1
2
3

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David M. Knott's Q4 2013 Portfolio in Review

As of Q4 2013, David M. Knott held 73 positions worth $490M, down 6.3% from $523M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

David M. Knott withdrew a net $58.1M in Q4 2013, closing 8 positions and reducing 26 holdings. Its most notable exit was Getty Realty Corp, an estimated $6.14M position sold in full.

By sector, the portfolio is most concentrated in Energy at 53% of assets, up from 51% a quarter earlier, followed by Healthcare and Financials.

Against the trend, David M. Knott opened a new position in Juniper Pharmaceuticals, Inc. Common Stock worth $1.06M.

  • David M. Knott's largest Q4 2013 buy was Juniper Pharmaceuticals, Inc. Common Stock: 159,900 shares worth $1.06M.
  • David M. Knott added most to Southwestern Energy Company in Q4 2013, an estimated $11.3M increase.
  • David M. Knott's biggest Q4 2013 reduction was Anadarko Petroleum, cutting an estimated $10.7M.
  • David M. Knott fully exited Getty Realty Corp in Q4 2013, selling an estimated $6.14M.
  • David M. Knott's ten largest holdings make up 53% of its $490M portfolio in Q4 2013.
  • David M. Knott opened 1 new position and closed 8 in Q4 2013.
  • David M. Knott's portfolio value fell 6.3% quarter-over-quarter to $490M.

Based on David M. Knott's 13F filing for Q4 2013, filed 13 Feb 2014.