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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+13.62%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$42.4M
Cap. Flow
-$17.2M
Cap. Flow %
-3.29%
Top 10 Hldgs %
52.17%
Holding
76
New
6
Increased
9
Reduced
20
Closed
4

Top Buys

Rank Stock Value
1
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$10.1M
2
MOS icon
The Mosaic Company
MOS
+$6.3M
3
PBR icon
Petrobras
PBR
+$5.56M
4
MUR icon
Murphy Oil
MUR
+$3.84M
5
TOL icon
Toll Brothers
TOL
+$2.65M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$7.22M
2
HAL icon
Halliburton
HAL
+$6.09M
3
MHO icon
M/I Homes
MHO
+$4.36M
4
OVV icon
Ovintiv
OVV
+$4.23M
5
SLB icon
SLB Ltd
SLB
+$4.11M

Sector Composition

Rank Sector Weight
1 Energy 51.23%
2 Healthcare 18.39%
3 Materials 2.54%
4 Financials 2.14%
5 Real Estate 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLR
26
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$6.44M 1.23%
120,000
– –
SWN
27
DELISTED
Southwestern Energy Company
SWN
$6.18M 1.18%
170,000
-40,000
-19% -$1.52M
GTY
28
Getty Realty Corp
GTY
$2.19B
$6.14M 1.17%
320,030
– –
PBR icon
29
Petrobras
PBR
$116B
$6.04M 1.16%
+390,000
New +$5.56M
MUR icon
30
Murphy Oil
MUR
$5.28B
$6.03M 1.15%
100,000
+65,260
+188% +$3.84M
TOL icon
31
Toll Brothers
TOL
$14.1B
$5.9M 1.13%
182,000
+82,000
+82% +$2.65M
MOS icon
32
The Mosaic Company
MOS
$7.03B
$5.82M 1.11%
+135,400
New +$6.3M
MSFT icon
33
Microsoft
MSFT
$2.93T
$3.63M 0.69%
108,950
– –
MRO
34
DELISTED
Marathon Oil Corporation
MRO
$3.49M 0.67%
100,000
+10,000
+11% +$356K
ESSX
35
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$3.45M 0.66%
1,010,829
-145,903
-13% -$594K
HHH icon
36
Howard Hughes
HHH
$4.19B
$3.37M 0.64%
31,470
– –
DVN icon
37
Devon Energy
DVN
$50.6B
$2.31M 0.44%
40,000
-30,000
-43% -$1.71M
AFFX
38
DELISTED
Affymetrix Inc
AFFX
$2.28M 0.44%
+368,500
New +$1.91M
QLTI
39
DELISTED
QLT Inc
QLTI
$2.06M 0.39%
445,926
– –
SWBI icon
40
Smith & Wesson
SWBI
$665M
$1.65M 0.32%
195,150
+39,030
+25% +$338K
HPAC
41
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$1.46M 0.28%
145,855
– –
ACAD icon
42
Acadia Pharmaceuticals
ACAD
$4.38B
$1.37M 0.26%
50,000
– –
KYTH
43
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$1.14M 0.22%
25,000
– –
JPM icon
44
JPMorgan Chase
JPM
$907B
$1.1M 0.21%
21,300
– –
ASRT
45
DELISTED
Assertio
ASRT
$976K 0.19%
2,177
+1,672
+331% +$683K
AEHL icon
46
Antelope Enterprise Holdings
AEHL
$15.1M
$779K 0.15%
4
– –
OBAF
47
DELISTED
OBA FINL SVCS INC COM STK (MD)
OBAF
$570K 0.11%
30,000
– –
JNJ icon
48
Johnson & Johnson
JNJ
$609B
$555K 0.11%
6,400
– –
SIBC
49
DELISTED
STATE INVS BANCORP INC
SIBC
$494K 0.09%
30,000
– –
DOC
50
DELISTED
PHYSICIANS REALTY TRUST
DOC
$485K 0.09%
+40,000
New +$467K
1
2
3 4

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David M. Knott's Q3 2013 Portfolio in Review

As of Q3 2013, David M. Knott held 76 positions worth $523M, up 8.8% from $481M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

David M. Knott withdrew a net $17.2M in Q3 2013, closing 4 positions and reducing 20 holdings. Its most notable exit was M/I Homes, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Energy at 51% of assets, up from 49% a quarter earlier, followed by Healthcare and Materials.

Against the trend, David M. Knott opened a new position in The Mosaic Company worth $5.82M.

  • David M. Knott's largest Q3 2013 buy was The Mosaic Company: 135,400 shares worth $5.82M.
  • David M. Knott added most to CAMERON INTERNATIONAL CORPORATION in Q3 2013, an estimated $10.1M increase.
  • David M. Knott's biggest Q3 2013 reduction was Ligand Pharmaceuticals, cutting an estimated $7.22M.
  • David M. Knott fully exited M/I Homes in Q3 2013, selling an estimated $4.36M.
  • David M. Knott's ten largest holdings make up 52% of its $523M portfolio in Q3 2013.
  • David M. Knott opened 6 new positions and closed 4 in Q3 2013.
  • David M. Knott's portfolio value rose 8.8% quarter-over-quarter to $523M.

Based on David M. Knott's 13F filing for Q3 2013, filed 12 Nov 2013.