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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$25.3M
Cap. Flow
+$6.51M
Cap. Flow %
2.91%
Top 10 Hldgs %
32.94%
Holding
235
New
36
Increased
73
Reduced
79
Closed
17

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.96M
2
NOC icon
Northrop Grumman
NOC
+$1.29M
3
LMT icon
Lockheed Martin
LMT
+$1.22M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.12M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$971K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.19M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.01M
3
NET icon
Cloudflare
NET
+$596K
4
NVDA icon
NVIDIA
NVDA
+$587K
5
TTD icon
Trade Desk
TTD
+$577K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.34%
2 Technology 10.83%
3 Energy 9.25%
4 Financials 5.84%
5 Healthcare 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
201
Ford
F
$55.5B
$218K 0.1%
16,850
+684
+4% +$8.79K
TDTT icon
202
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$218K 0.1%
9,130
-7,148
-44% -$169K
CSCO icon
203
Cisco
CSCO
$477B
$217K 0.1%
+4,481
New +$204K
TDIV icon
204
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.4B
$214K 0.1%
+4,104
New +$196K
A icon
205
Agilent Technologies
A
$39.6B
$212K 0.09%
+1,358
New +$194K
DON icon
206
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$212K 0.09%
+4,826
New +$200K
ROP icon
207
Roper Technologies
ROP
$39B
$209K 0.09%
+471
New +$194K
XLP icon
208
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$206K 0.09%
+2,825
New +$206K
DLS icon
209
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$203K 0.09%
3,240
-2,290
-41% -$127K
VOT icon
210
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$203K 0.09%
+1,046
New +$190K
WCN
211
Waste Connections
WCN
$41.8B
$203K 0.09%
1,550
– –
MMM icon
212
3M
MMM
$92.8B
$203K 0.09%
2,134
-650
-23% -$66.3K
BAR icon
213
GraniteShares Gold Shares
BAR
$1.43B
$202K 0.09%
10,559
– –
ARKW icon
214
ARK Web x.0 ETF
ARKW
$1.72B
$200K 0.09%
4,192
-2,262
-35% -$98.9K
GAIN icon
215
Gladstone Investment Corp
GAIN
$675M
$195K 0.09%
14,175
– –
GPRO icon
216
GoPro
GPRO
$127M
$67.9K 0.03%
11,000
– –
MTTR
217
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$39.5K 0.02%
11,682
+987
+9% +$3.16K
OPK icon
218
Opko Health
OPK
$993M
$28.7K 0.01%
22,500
– –
BNDX icon
219
Vanguard Total International Bond ETF
BNDX
$82.1B
– –
-8,654
Closed -$408K
CEFS icon
220
Saba Closed-End Funds ETF
CEFS
$432M
– –
-12,707
Closed -$215K
CRM icon
221
Salesforce
CRM
$152B
– –
-3,722
Closed -$531K
ESGU icon
222
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
– –
-4,191
Closed -$333K
FPE icon
223
First Trust Preferred Securities and Income ETF
FPE
$6.35B
– –
-10,300
Closed -$171K
ISTB icon
224
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
– –
-4,400
Closed -$202K
ITOT icon
225
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
– –
-6,218
Closed -$495K
6 7 8
9
10

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PWMG
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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Rock Wealth Management held 235 positions worth $224M, up 13% from $198M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Castle Rock Wealth Management's Q4 2022 filing shows 36 new, 73 increased, 79 reduced and 17 closed positions. Its largest new stake was Northrop Grumman: 2,478 shares worth $1.1M. The largest sale was ProShares Short S&P500, an estimated $8.19M.

By sector, the portfolio is most concentrated in Consumer Staples at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

  • Castle Rock Wealth Management's largest Q4 2022 buy was Northrop Grumman: 2,478 shares worth $1.1M.
  • Castle Rock Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $1.96M increase.
  • Castle Rock Wealth Management's biggest Q4 2022 reduction was NVIDIA, cutting an estimated $587K.
  • Castle Rock Wealth Management fully exited ProShares Short S&P500 in Q4 2022, selling an estimated $8.19M.
  • Castle Rock Wealth Management's ten largest holdings make up 33% of its $224M portfolio in Q4 2022.
  • Castle Rock Wealth Management opened 36 new positions and closed 17 in Q4 2022.
  • Castle Rock Wealth Management's portfolio value rose 13% quarter-over-quarter to $224M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.