We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGE icon
201
iShares ESG Aware MSCI EM ETF
ESGE
$6.67B
$280K 0.12%
+6,147
New +$240K
EW icon
202
Edwards Lifesciences
EW
$51.5B
$274K 0.11%
3,206
+682
+27% +$56.6K
AMGN icon
203
Amgen
AMGN
$219B
$272K 0.11%
+1,074
New +$248K
MO icon
204
Altria Group
MO
$113B
$270K 0.11%
+6,465
New +$260K
VTI icon
205
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$266K 0.11%
+1,324
New +$242K
IVV icon
206
iShares Core S&P 500 ETF
IVV
$897B
$264K 0.11%
+686
New +$244K
SRE icon
207
Sempra
SRE
$55.1B
$264K 0.11%
4,350
-646
-13% -$41.6K
MTUM icon
208
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$260K 0.11%
1,524
+123
+9% +$18.8K
O icon
209
Realty Income
O
$58.2B
$256K 0.11%
4,412
– –
PGR icon
210
Progressive
PGR
$125B
$253K 0.11%
+2,744
New +$260K
AKAM icon
211
Akamai
AKAM
$17.2B
$251K 0.1%
2,298
-3,685
-62% -$386K
UTF icon
212
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$249K 0.1%
+9,375
New +$231K
SRVR icon
213
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$248K 0.1%
+6,854
New +$243K
DSI icon
214
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$245K 0.1%
+3,351
New +$227K
ESGD icon
215
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$242K 0.1%
+3,218
New +$220K
IGSB icon
216
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$242K 0.1%
+4,386
New +$241K
SBUX icon
217
Starbucks
SBUX
$120B
$240K 0.1%
2,310
+26
+1% +$2.48K
DHR icon
218
Danaher
DHR
$141B
$238K 0.1%
+1,128
New +$226K
ICSH icon
219
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$235K 0.1%
4,653
+383
+9% +$19.4K
CAT icon
220
Caterpillar
CAT
$395B
$227K 0.09%
+1,184
New +$201K
VOT icon
221
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$226K 0.09%
+1,034
New +$204K
EMLP icon
222
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$222K 0.09%
+10,080
New +$209K
EMB icon
223
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$220K 0.09%
+1,933
New +$219K
ISTB icon
224
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$217K 0.09%
+4,200
New +$216K
XPEV icon
225
XPeng
XPEV
$11.2B
$217K 0.09%
+3,845
New +$141K
7 8
9
10 11

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.