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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$248M
AUM Growth
+$7.6M
Cap. Flow
+$7.67M
Cap. Flow %
3.09%
Top 10 Hldgs %
17.6%
Holding
262
New
29
Increased
135
Reduced
56
Closed
20

Top Buys

Rank Stock Value
1
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.57M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$3.26M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.21M
4
LOUP
Innovator Deepwater Frontier Tech ETF
LOUP
+$1.86M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.8M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.74M
2
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.97M
3
VPU
Vanguard Utilities ETF
VPU
+$2.75M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.35M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.27M

Sector Composition

Rank Sector Weight
1 Technology 13.77%
2 Consumer Discretionary 7.55%
3 Healthcare 5.63%
4 Consumer Staples 5.17%
5 Financials 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
176
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$404K 0.16%
6,730
– –
MDB icon
177
MongoDB
MDB
$29.8B
$383K 0.15%
1,248
+45
+4% +$15.9K
LDL
178
DELISTED
Lydall, Inc.
LDL
$383K 0.15%
11,758
+500
+4% +$17.1K
CGW icon
179
Invesco S&P Global Water Index ETF
CGW
$1.08B
$381K 0.15%
7,300
+700
+11% +$33.9K
IYJ icon
180
iShares US Industrials ETF
IYJ
$2.02B
$381K 0.15%
3,480
– –
NKX icon
181
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$378K 0.15%
+24,231
New +$373K
LRCX icon
182
Lam Research
LRCX
$386B
$377K 0.15%
6,140
+360
+6% +$19.6K
ITW icon
183
Illinois Tool Works
ITW
$85B
$376K 0.15%
1,662
– –
INTC icon
184
Intel
INTC
$506B
$371K 0.15%
5,934
-36
-0.6% -$2.15K
XYZ
185
Block Inc
XYZ
$47.4B
$366K 0.15%
1,494
+1
+0.1% +$234
GII icon
186
State Street SPDR S&P Global Infrastructure ETF
GII
$933M
$363K 0.15%
6,860
– –
BMY icon
187
Bristol-Myers Squibb
BMY
$131B
$360K 0.15%
5,425
-7,611
-58% -$474K
IAU icon
188
iShares Gold Trust
IAU
$65.9B
$360K 0.15%
+10,580
New +$362K
MDLZ icon
189
Mondelez International
MDLZ
$80.3B
$357K 0.14%
6,000
-120
-2% -$6.77K
XEL icon
190
Xcel Energy
XEL
$48B
$350K 0.14%
4,915
– –
PMAY icon
191
Innovator US Equity Power Buffer ETF May
PMAY
$816M
$347K 0.14%
12,000
– –
MO icon
192
Altria Group
MO
$113B
$346K 0.14%
7,444
+979
+15% +$43.9K
SRE icon
193
Sempra
SRE
$55.6B
$343K 0.14%
4,996
+646
+15% +$40.2K
GLD icon
194
SPDR Gold Trust
GLD
$137B
$339K 0.14%
2,030
-2,231
-52% -$375K
MUNI icon
195
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$339K 0.14%
5,977
+3
+0.1% +$170
LAZR
196
DELISTED
Luminar Technologies
LAZR
$335K 0.14%
1,189
+139
+13% +$62.9K
EW icon
197
Edwards Lifesciences
EW
$51.3B
$330K 0.13%
3,428
+222
+7% +$18.8K
PTMC icon
198
Pacer Trendpilot US Mid Cap ETF
PTMC
$401M
$322K 0.13%
9,097
– –
EFA icon
199
iShares MSCI EAFE ETF
EFA
$79.4B
$321K 0.13%
4,100
-300
-7% -$22.6K
ETSY icon
200
Etsy
ETSY
$7.91B
$315K 0.13%
+1,500
New +$314K
6 7
8
9 10

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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Rock Wealth Management held 262 positions worth $248M, up 3.2% from $241M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Castle Rock Wealth Management deployed $7.67M of net new capital in Q1 2021, opening 29 new positions and adding to 135 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Utilities ETF, an estimated $2.75M trimmed.

  • Castle Rock Wealth Management's largest Q1 2021 buy was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.
  • Castle Rock Wealth Management added most to iShares Morningstar Growth ETF in Q1 2021, an estimated $4.57M increase.
  • Castle Rock Wealth Management's biggest Q1 2021 reduction was Vanguard Utilities ETF, cutting an estimated $2.75M.
  • Castle Rock Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q1 2021, selling an estimated $8.74M.
  • Castle Rock Wealth Management's ten largest holdings make up 18% of its $248M portfolio in Q1 2021.
  • Castle Rock Wealth Management opened 29 new positions and closed 20 in Q1 2021.
  • Castle Rock Wealth Management's portfolio value rose 3.2% quarter-over-quarter to $248M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.