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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
176
Automatic Data Processing
ADP
$109B
$396K 0.16%
2,447
+34
+1% +$5.58K
QRVO icon
177
Qorvo
QRVO
$8.41B
$391K 0.16%
2,162
+276
+15% +$40.6K
LDL
178
DELISTED
Lydall, Inc.
LDL
$377K 0.16%
11,258
+270
+2% +$6.5K
NAC icon
179
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$353K 0.15%
23,743
-42,273
-64% -$627K
MINT icon
180
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$352K 0.15%
+3,450
New +$352K
GII icon
181
State Street SPDR S&P Global Infrastructure ETF
GII
$934M
$344K 0.14%
+6,860
New +$330K
MDLZ icon
182
Mondelez International
MDLZ
$80.1B
$344K 0.14%
+6,120
New +$350K
PMAY icon
183
Innovator US Equity Power Buffer ETF May
PMAY
$815M
$343K 0.14%
+12,000
New +$336K
IYJ icon
184
iShares US Industrials ETF
IYJ
$2.02B
$341K 0.14%
+3,480
New +$318K
DLS icon
185
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$340K 0.14%
+4,900
New +$312K
MUNI icon
186
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$340K 0.14%
+5,974
New +$336K
INTC icon
187
Intel
INTC
$503B
$338K 0.14%
5,970
-6,982
-54% -$341K
ITW icon
188
Illinois Tool Works
ITW
$84.8B
$338K 0.14%
1,662
– –
BAC icon
189
Bank of America
BAC
$441B
$334K 0.14%
+10,581
New +$284K
XYZ
190
Block Inc
XYZ
$47B
$333K 0.14%
1,493
+108
+8% +$21.1K
EFA icon
191
iShares MSCI EAFE ETF
EFA
$79.4B
$331K 0.14%
+4,400
New +$301K
LRCX icon
192
Lam Research
LRCX
$383B
$326K 0.14%
+5,780
New +$243K
CGW icon
193
Invesco S&P Global Water Index ETF
CGW
$1.08B
$324K 0.13%
+6,600
New +$295K
XEL icon
194
Xcel Energy
XEL
$48.1B
$318K 0.13%
+4,915
New +$343K
RNG icon
195
RingCentral
RNG
$5.18B
$308K 0.13%
800
-1,873
-70% -$583K
PTMC icon
196
Pacer Trendpilot US Mid Cap ETF
PTMC
$400M
$307K 0.13%
+9,097
New +$279K
MEDP icon
197
Medpace
MEDP
$16.3B
$298K 0.12%
+2,102
New +$265K
SHV icon
198
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$298K 0.12%
2,700
+2
+0.1% +$221
NFLX icon
199
Netflix
NFLX
$307B
$285K 0.12%
5,040
-30
-0.6% -$1.52K
USXF icon
200
iShares ESG Advanced MSCI USA ETF
USXF
$1.47B
$284K 0.12%
+8,802
New +$261K
6 7
8
9 10

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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
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WMG
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.