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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
151
Consolidated Edison
ED
$40.2B
$475K 0.2%
+6,905
New +$536K
LMBS icon
152
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$474K 0.2%
+9,200
New +$474K
WYNN icon
153
Wynn Resorts
WYNN
$10.5B
$465K 0.19%
+4,331
New +$400K
VCSH icon
154
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$464K 0.19%
+5,587
New +$463K
MDB icon
155
MongoDB
MDB
$29.8B
$462K 0.19%
1,203
+142
+13% +$39.7K
ROP icon
156
Roper Technologies
ROP
$39.3B
$462K 0.19%
1,101
+132
+14% +$54.2K
T icon
157
AT&T
T
$162B
$460K 0.19%
21,036
+8,236
+64% +$178K
MCO icon
158
Moody's
MCO
$81.9B
$456K 0.19%
+1,708
New +$478K
GBIL icon
159
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.57B
$452K 0.19%
4,515
-1,140
-20% -$114K
PDP icon
160
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$451K 0.19%
+4,970
New +$407K
IYG icon
161
iShares US Financial Services ETF
IYG
$2.21B
$449K 0.19%
+8,832
New +$398K
SHM icon
162
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$441K 0.18%
+8,850
New +$441K
VHT icon
163
Vanguard Health Care ETF
VHT
$18.4B
$438K 0.18%
+1,869
New +$399K
SUSC icon
164
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$436K 0.18%
+15,589
New +$436K
VEEV icon
165
Veeva Systems
VEEV
$35.4B
$429K 0.18%
1,487
+302
+25% +$84.6K
VXF icon
166
Vanguard Extended Market ETF
VXF
$31.2B
$425K 0.18%
+2,408
New +$357K
MGK icon
167
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$424K 0.18%
+10,165
New +$394K
EIX icon
168
Edison International
EIX
$25.9B
$415K 0.17%
7,000
– –
IBB icon
169
iShares Biotechnology ETF
IBB
$9.53B
$412K 0.17%
2,503
+501
+25% +$71.6K
VIG icon
170
Vanguard Dividend Appreciation ETF
VIG
$114B
$407K 0.17%
+2,887
New +$391K
FTSM icon
171
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$404K 0.17%
+6,730
New +$404K
ACN icon
172
Accenture
ACN
$105B
$402K 0.17%
1,578
-19
-1% -$4.55K
PH icon
173
Parker-Hannifin
PH
$135B
$402K 0.17%
1,461
+142
+11% +$35.2K
WFC icon
174
Wells Fargo
WFC
$265B
$402K 0.17%
+12,611
New +$326K
MAR icon
175
Marriott International
MAR
$93.8B
$398K 0.17%
3,241
+526
+19% +$60.1K
5 6
7
8 9

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PWMG
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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
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WMG
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.