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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-5.2%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$4.94M
Cap. Flow
+$10M
Cap. Flow %
8.66%
Top 10 Hldgs %
46.05%
Holding
200
New
33
Increased
33
Reduced
51
Closed
72

Top Buys

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$24.1M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.9M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3M
4
MBB icon
iShares MBS ETF
MBB
+$2.75M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.77M

Top Sells

Rank Stock Value
1
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.52M
2
AMZN icon
Amazon
AMZN
+$1.46M
3
TMO icon
Thermo Fisher Scientific
TMO
+$1.4M
4
UNH icon
UnitedHealth
UNH
+$1.18M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 6.77%
2 Healthcare 3.95%
3 Communication Services 3.46%
4 Consumer Discretionary 3.27%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGHG icon
151
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
– –
-5,839
Closed -$447K
IGR
152
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-56,120
Closed -$468K
IPAY icon
153
Amplify Mobile Payments ETF
IPAY
$185M
– –
-7,341
Closed -$393K
ISRG icon
154
Intuitive Surgical
ISRG
$132B
– –
-2,877
Closed -$564K
ITOT icon
155
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
– –
-2,715
Closed -$205K
IWM icon
156
iShares Russell 2000 ETF
IWM
$82.1B
– –
-4,278
Closed -$714K
IWV icon
157
iShares Russell 3000 ETF
IWV
$20.2B
– –
-2,572
Closed -$504K
JFR icon
158
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-42,461
Closed -$439K
LMT icon
159
Lockheed Martin
LMT
$135B
– –
-517
Closed -$227K
MA icon
160
Mastercard
MA
$505B
– –
-844
Closed -$279K
MAIN icon
161
Main Street Capital
MAIN
$5.28B
– –
-8,224
Closed -$365K
MCD icon
162
McDonald's
MCD
$196B
– –
-3,199
Closed -$690K
MEDP icon
163
Medpace
MEDP
$16.3B
– –
-2,341
Closed -$227K
MGV icon
164
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.4B
– –
-3,350
Closed -$294K
MLM icon
165
Martin Marietta Materials
MLM
$32.3B
– –
-1,748
Closed -$459K
MTUM icon
166
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
– –
-1,866
Closed -$251K
NFJ
167
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
– –
-15,800
Closed -$214K
NMFC icon
168
New Mountain Finance
NMFC
$723M
– –
-35,425
Closed -$507K
NOC icon
169
Northrop Grumman
NOC
$80.7B
– –
-2,370
Closed -$872K
O icon
170
Realty Income
O
$59B
– –
-8,488
Closed -$647K
PEP icon
171
PepsiCo
PEP
$189B
– –
-4,845
Closed -$708K
PPL
172
PPL Corp
PPL
$26B
– –
-6,135
Closed -$222K
QYLD icon
173
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
– –
-30,395
Closed -$731K
RDVY icon
174
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
– –
-8,528
Closed -$310K
REM icon
175
iShares Mortgage Real Estate ETF
REM
$535M
– –
-12,724
Closed -$596K
4 5 6
7
8

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Rock Wealth Management held 200 positions worth $116M, up 4.4% from $111M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Castle Rock Wealth Management deployed $10M of net new capital in Q1 2020, opening 33 new positions and adding to 33 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 11% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Amazon, an estimated $1.46M trimmed.

  • Castle Rock Wealth Management's largest Q1 2020 buy was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q1 2020, an estimated $24.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2020 reduction was Amazon, cutting an estimated $1.46M.
  • Castle Rock Wealth Management fully exited Saba Closed-End Funds ETF in Q1 2020, selling an estimated $1.52M.
  • Castle Rock Wealth Management's ten largest holdings make up 46% of its $116M portfolio in Q1 2020.
  • Castle Rock Wealth Management opened 33 new positions and closed 72 in Q1 2020.
  • Castle Rock Wealth Management's portfolio value rose 4.4% quarter-over-quarter to $116M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2020, filed 18 May 2020.