We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$248M
AUM Growth
+$7.6M
Cap. Flow
+$7.67M
Cap. Flow %
3.09%
Top 10 Hldgs %
17.6%
Holding
262
New
29
Increased
135
Reduced
56
Closed
20

Top Buys

Rank Stock Value
1
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.57M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$3.26M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.21M
4
LOUP
Innovator Deepwater Frontier Tech ETF
LOUP
+$1.86M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.8M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.74M
2
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.97M
3
VPU
Vanguard Utilities ETF
VPU
+$2.75M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.35M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.27M

Sector Composition

Rank Sector Weight
1 Technology 13.77%
2 Consumer Discretionary 7.55%
3 Healthcare 5.63%
4 Consumer Staples 5.17%
5 Financials 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
126
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$675K 0.27%
+7,099
New +$637K
BRK.B icon
127
Berkshire Hathaway Class B
BRK.B
$1.13T
$674K 0.27%
2,502
-15
-0.6% -$3.64K
BNDX icon
128
Vanguard Total International Bond ETF
BNDX
$82.1B
$672K 0.27%
11,742
-198
-2% -$11.4K
IGM icon
129
iShares Expanded Tech Sector ETF
IGM
$10.6B
$672K 0.27%
10,614
– –
IONS icon
130
Ionis Pharmaceuticals
IONS
$9.06B
$662K 0.27%
15,593
+730
+5% +$40.7K
FVD icon
131
First Trust Value Line Dividend Fund
FVD
$8.38B
$640K 0.26%
16,320
+390
+2% +$14.1K
EBIZ icon
132
Global X E-commerce ETF
EBIZ
$29M
$638K 0.26%
18,517
+1,537
+9% +$53.7K
ICE icon
133
Intercontinental Exchange
ICE
$84.1B
$637K 0.26%
5,314
+600
+13% +$68.1K
TIP icon
134
iShares TIPS Bond ETF
TIP
$14.5B
$634K 0.26%
5,006
– –
JPS
135
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$614K 0.25%
62,638
-7,693
-11% -$72.5K
HEAL
136
Global X Funds Global X HealthTech ETF
HEAL
$29.1M
$611K 0.25%
10,237
+946
+10% +$57.9K
WYNN icon
137
Wynn Resorts
WYNN
$10.5B
$608K 0.25%
4,890
+559
+13% +$67.4K
PFFD icon
138
Global X US Preferred ETF
PFFD
$2.16B
$597K 0.24%
23,150
-2,290
-9% -$58.1K
MINT icon
139
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$596K 0.24%
5,850
+2,400
+70% +$245K
T icon
140
AT&T
T
$162B
$592K 0.24%
25,013
+3,977
+19% +$87.9K
PLTR icon
141
Palantir
PLTR
$375B
$589K 0.24%
25,757
+8,185
+47% +$224K
SGOL icon
142
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$578K 0.23%
33,718
-2,777
-8% -$47.8K
DLS icon
143
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$570K 0.23%
7,645
+2,745
+56% +$194K
VRTX icon
144
Vertex Pharmaceuticals
VRTX
$123B
$557K 0.22%
2,581
+241
+10% +$52.9K
MCO icon
145
Moody's
MCO
$81.9B
$555K 0.22%
1,708
– –
BETZ icon
146
Roundhill Sports Betting & iGaming ETF
BETZ
$48.8M
$553K 0.22%
+17,875
New +$541K
CQQQ icon
147
Invesco China Technology ETF
CQQQ
$3.17B
$542K 0.22%
+6,520
New +$605K
ED icon
148
Consolidated Edison
ED
$40.2B
$539K 0.22%
6,905
– –
IYG icon
149
iShares US Financial Services ETF
IYG
$2.21B
$537K 0.22%
9,180
+348
+4% +$18.8K
AMT icon
150
American Tower
AMT
$79.8B
$535K 0.22%
2,125
– –
4 5
6
7 8

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Rock Wealth Management held 262 positions worth $248M, up 3.2% from $241M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Castle Rock Wealth Management deployed $7.67M of net new capital in Q1 2021, opening 29 new positions and adding to 135 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Utilities ETF, an estimated $2.75M trimmed.

  • Castle Rock Wealth Management's largest Q1 2021 buy was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.
  • Castle Rock Wealth Management added most to iShares Morningstar Growth ETF in Q1 2021, an estimated $4.57M increase.
  • Castle Rock Wealth Management's biggest Q1 2021 reduction was Vanguard Utilities ETF, cutting an estimated $2.75M.
  • Castle Rock Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q1 2021, selling an estimated $8.74M.
  • Castle Rock Wealth Management's ten largest holdings make up 18% of its $248M portfolio in Q1 2021.
  • Castle Rock Wealth Management opened 29 new positions and closed 20 in Q1 2021.
  • Castle Rock Wealth Management's portfolio value rose 3.2% quarter-over-quarter to $248M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.