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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
126
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$636K 0.26%
+11,784
New +$554K
TGT icon
127
Target
TGT
$66.8B
$619K 0.26%
3,224
+1,312
+69% +$219K
GMF icon
128
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$435M
$618K 0.26%
+4,443
New +$536K
HEAL
129
Global X Funds Global X HealthTech ETF
HEAL
$29.1M
$604K 0.25%
9,291
+550
+6% +$29.6K
AGM icon
130
Federal Agricultural Mortgage
AGM
$2.57B
$594K 0.25%
7,471
+653
+10% +$45.4K
IJR icon
131
iShares Core S&P Small-Cap ETF
IJR
$111B
$593K 0.25%
+5,858
New +$481K
EBIZ icon
132
Global X E-commerce ETF
EBIZ
$29M
$590K 0.25%
16,980
+1,001
+6% +$29.7K
BRK.B icon
133
Berkshire Hathaway Class B
BRK.B
$1.13T
$586K 0.24%
2,517
+381
+18% +$83.9K
HYLS icon
134
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$586K 0.24%
+11,990
New +$577K
GOOGL icon
135
Alphabet (Google) Class A
GOOGL
$4.38T
$581K 0.24%
6,140
-140
-2% -$11.8K
MMM icon
136
3M
MMM
$93.2B
$575K 0.24%
4,068
+189
+5% +$26.8K
PLTR icon
137
Palantir
PLTR
$375B
$572K 0.24%
+17,572
New +$314K
FVD icon
138
First Trust Value Line Dividend Fund
FVD
$8.38B
$565K 0.23%
+15,930
New +$539K
MA icon
139
Mastercard
MA
$505B
$562K 0.23%
1,707
+128
+8% +$42.6K
VRTX icon
140
Vertex Pharmaceuticals
VRTX
$123B
$556K 0.23%
2,340
+495
+27% +$114K
BLK icon
141
Blackrock
BLK
$175B
$553K 0.23%
753
+16
+2% +$10.6K
LAZR
142
DELISTED
Luminar Technologies
LAZR
$536K 0.22%
+1,050
New +$279K
ENPH icon
143
Enphase Energy
ENPH
$5.24B
$528K 0.22%
2,489
– –
ICE icon
144
Intercontinental Exchange
ICE
$84.1B
$528K 0.22%
4,714
+294
+7% +$30.5K
IWR icon
145
iShares Russell Mid-Cap ETF
IWR
$56.7B
$518K 0.22%
+7,271
New +$463K
CCI icon
146
Crown Castle
CCI
$31.9B
$513K 0.21%
3,231
+297
+10% +$48.2K
CHD icon
147
Church & Dwight Co
CHD
$24.5B
$510K 0.21%
6,010
+398
+7% +$35.3K
FHLC icon
148
Fidelity MSCI Health Care Index ETF
FHLC
$3.33B
$479K 0.2%
+7,911
New +$437K
AMT icon
149
American Tower
AMT
$79.8B
$476K 0.2%
+2,125
New +$494K
FNCL icon
150
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$476K 0.2%
+10,904
New +$417K
4 5
6
7 8

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.