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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$248M
AUM Growth
+$7.6M
Cap. Flow
+$7.67M
Cap. Flow %
3.09%
Top 10 Hldgs %
17.6%
Holding
262
New
29
Increased
135
Reduced
56
Closed
20

Top Buys

Rank Stock Value
1
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.57M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$3.26M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.21M
4
LOUP
Innovator Deepwater Frontier Tech ETF
LOUP
+$1.86M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.8M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.74M
2
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.97M
3
VPU
Vanguard Utilities ETF
VPU
+$2.75M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.35M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.27M

Sector Composition

Rank Sector Weight
1 Technology 13.77%
2 Consumer Discretionary 7.55%
3 Healthcare 5.63%
4 Consumer Staples 5.17%
5 Financials 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NX icon
101
Quanex
NX
$959M
$925K 0.37%
+34,341
New +$857K
JPM icon
102
JPMorgan Chase
JPM
$957B
$917K 0.37%
6,225
+199
+3% +$28.6K
DIA icon
103
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$915K 0.37%
2,706
+561
+26% +$177K
MFC icon
104
Manulife Financial
MFC
$74.9B
$909K 0.37%
+43,278
New +$862K
PEP icon
105
PepsiCo
PEP
$189B
$908K 0.37%
6,214
-3,138
-34% -$431K
CHWY icon
106
Chewy
CHWY
$9.74B
$892K 0.36%
11,200
+2,649
+31% +$258K
U icon
107
Unity
U
$17.1B
$878K 0.35%
8,613
-2,023
-19% -$249K
NOW icon
108
ServiceNow
NOW
$117B
$868K 0.35%
7,915
+615
+8% +$64.9K
ESGU icon
109
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$865K 0.35%
9,140
-1,042
-10% -$92.6K
AXON
110
Axon Enterprise
AXON
$46.2B
$856K 0.35%
5,571
+262
+5% +$40.8K
IWR icon
111
iShares Russell Mid-Cap ETF
IWR
$56.9B
$837K 0.34%
10,891
+3,620
+50% +$262K
USMV icon
112
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$812K 0.33%
11,257
+52
+0.5% +$3.52K
WFC icon
113
Wells Fargo
WFC
$268B
$803K 0.32%
18,674
+6,063
+48% +$215K
PGZ
114
Principal Real Estate Income Fund
PGZ
$68.9M
$766K 0.31%
52,757
-7,391
-12% -$95.8K
MMM icon
115
3M
MMM
$93.9B
$758K 0.31%
4,511
+443
+11% +$66.3K
PCAR icon
116
PACCAR
PCAR
$70.1B
$758K 0.31%
12,335
– –
ZM icon
117
Zoom
ZM
$29.2B
$749K 0.3%
2,282
+489
+27% +$180K
NOBL icon
118
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$732K 0.3%
16,408
+456
+3% +$18.8K
MA icon
119
Mastercard
MA
$498B
$729K 0.29%
1,901
+194
+11% +$67.7K
ETV
120
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$708K 0.29%
44,392
-4,882
-10% -$74.3K
HYLS icon
121
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$705K 0.28%
14,535
+2,545
+21% +$124K
VWO icon
122
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$704K 0.28%
13,386
+1,602
+14% +$85.3K
RNP icon
123
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$696K 0.28%
27,707
-3,730
-12% -$85.7K
JEPI icon
124
JPMorgan Equity Premium Income ETF
JEPI
$46B
$693K 0.28%
11,746
-1,462
-11% -$82.1K
GOOGL icon
125
Alphabet (Google) Class A
GOOGL
$4.43T
$685K 0.28%
6,080
-60
-1% -$5.92K
3 4
5
6 7

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
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MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Rock Wealth Management held 262 positions worth $248M, up 3.2% from $241M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Castle Rock Wealth Management deployed $7.67M of net new capital in Q1 2021, opening 29 new positions and adding to 135 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Utilities ETF, an estimated $2.75M trimmed.

  • Castle Rock Wealth Management's largest Q1 2021 buy was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.
  • Castle Rock Wealth Management added most to iShares Morningstar Growth ETF in Q1 2021, an estimated $4.57M increase.
  • Castle Rock Wealth Management's biggest Q1 2021 reduction was Vanguard Utilities ETF, cutting an estimated $2.75M.
  • Castle Rock Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q1 2021, selling an estimated $8.74M.
  • Castle Rock Wealth Management's ten largest holdings make up 18% of its $248M portfolio in Q1 2021.
  • Castle Rock Wealth Management opened 29 new positions and closed 20 in Q1 2021.
  • Castle Rock Wealth Management's portfolio value rose 3.2% quarter-over-quarter to $248M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.