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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
101
ServiceNow
NOW
$121B
$790K 0.33%
7,300
+220
+3% +$22.9K
HBI
102
DELISTED
Hanesbrands
HBI
$776K 0.32%
49,788
+7
+0% +$106
USMV icon
103
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$759K 0.32%
+11,205
New +$738K
XLV icon
104
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$758K 0.32%
+6,443
New +$703K
RNRG icon
105
Global X Renewable Energy Producers ETF
RNRG
$26M
$749K 0.31%
12,968
+15
+0.1% +$731
ETV
106
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$745K 0.31%
49,274
+5,594
+13% +$81K
JEPI icon
107
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$742K 0.31%
+13,208
New +$720K
GLD icon
108
SPDR Gold Trust
GLD
$138B
$741K 0.31%
4,261
+1,222
+40% +$215K
XYLD icon
109
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$740K 0.31%
15,766
+2,398
+18% +$109K
PGZ
110
Principal Real Estate Income Fund
PGZ
$68.5M
$736K 0.31%
60,148
+10,678
+22% +$119K
RDVY icon
111
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$734K 0.31%
17,905
+2,656
+17% +$96.7K
RNP icon
112
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$698K 0.29%
31,437
-622
-2% -$13.3K
BNDX icon
113
Vanguard Total International Bond ETF
BNDX
$82.1B
$695K 0.29%
+11,940
New +$697K
ZM icon
114
Zoom
ZM
$29.7B
$687K 0.29%
1,793
– –
QYLD icon
115
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$681K 0.28%
29,446
+2,353
+9% +$52K
DIA icon
116
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$665K 0.28%
+2,145
New +$624K
EUSB icon
117
iShares ESG Advanced Universal USD Bond ETF
EUSB
$711M
$658K 0.27%
+13,075
New +$659K
JPS
118
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$658K 0.27%
70,331
+20,041
+40% +$184K
PFFD icon
119
Global X US Preferred ETF
PFFD
$2.16B
$654K 0.27%
25,440
+1,860
+8% +$47.1K
SGOL icon
120
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$651K 0.27%
36,495
-357
-1% -$6.44K
KMB icon
121
Kimberly-Clark
KMB
$36.1B
$643K 0.27%
4,866
+1,586
+48% +$222K
NOBL icon
122
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$643K 0.27%
+15,952
New +$615K
SKYY icon
123
First Trust Cloud Computing ETF
SKYY
$3.01B
$643K 0.27%
6,423
+367
+6% +$31.7K
TIP icon
124
iShares TIPS Bond ETF
TIP
$14.5B
$640K 0.27%
+5,006
New +$631K
IGM icon
125
iShares Expanded Tech Sector ETF
IGM
$10.6B
$637K 0.26%
+10,614
New +$581K
3 4
5
6 7

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.