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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$62.9M
AUM Growth
-$10.4M
Cap. Flow
-$8.48M
Cap. Flow %
-13.48%
Top 10 Hldgs %
30.35%
Holding
137
New
16
Increased
32
Reduced
61
Closed
24

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$957K
2
SHOP icon
Shopify
SHOP
+$730K
3
MU icon
Micron Technology
MU
+$713K
4
STOR
STORE Capital Corporation
STOR
+$668K
5
T icon
AT&T
T
+$647K

Top Sells

Rank Stock Value
1
BOTZ icon
Global X Robotics & Artificial Intelligence ETF
BOTZ
+$1.21M
2
NVDA icon
NVIDIA
NVDA
+$979K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$857K
4
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$631K
5
LMT icon
Lockheed Martin
LMT
+$592K

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Energy 9.83%
3 Healthcare 8.9%
4 Financials 8.65%
5 Consumer Discretionary 7.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLC icon
101
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$218K 0.35%
+4,742
New +$234K
IYE icon
102
iShares US Energy ETF
IYE
$1.74B
$208K 0.33%
+5,468
New +$226K
EOS
103
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$206K 0.33%
12,883
+561
+5% +$9.84K
ITW icon
104
Illinois Tool Works
ITW
$82.6B
$205K 0.33%
1,560
-125
-7% -$17.6K
OKE icon
105
Oneok
OKE
$57.2B
$205K 0.33%
3,224
-1,619
-33% -$111K
CLX icon
106
Clorox
CLX
$11.6B
$202K 0.32%
1,277
-2,348
-65% -$334K
NFJ
107
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$201K 0.32%
16,435
-1,715
-9% -$22.2K
VPU
108
Vanguard Utilities ETF
VPU
$8.46B
$200K 0.32%
1,653
-291
-15% -$34.5K
EHT
109
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$197K 0.31%
20,543
-68
-0.3% -$656
FSK icon
110
FS KKR Capital
FSK
$2.96B
$173K 0.28%
6,500
+2,992
+85% +$91.4K
ETW
111
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$168K 0.27%
15,250
-75
-0.5% -$900
NMFC icon
112
New Mountain Finance
NMFC
$651M
$167K 0.27%
12,309
+2,066
+20% +$28.6K
JFR icon
113
Nuveen Floating Rate Income Fund
JFR
$1.24B
$117K 0.19%
11,756
-100
-0.8% -$1.03K
ALB icon
114
Albemarle
ALB
$13.9B
– –
-3,059
Closed -$289K
BIV icon
115
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-2,777
Closed -$225K
BOTZ icon
116
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.28B
– –
-55,111
Closed -$1.21M
CHI
117
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
– –
-29,057
Closed -$343K
DBX icon
118
Dropbox
DBX
$7.6B
– –
-10,643
Closed -$345K
EA icon
119
Electronic Arts
EA
$53B
– –
-3,815
Closed -$538K
FTCS icon
120
First Trust Capital Strength ETF
FTCS
$7.91B
– –
-4,531
Closed -$232K
GDV icon
121
Gabelli Dividend & Income Trust
GDV
$2.6B
– –
-17,659
Closed -$398K
HYG icon
122
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-2,468
Closed -$210K
IP icon
123
International Paper
IP
$21.6B
– –
-7,934
Closed -$391K
ISRG icon
124
Intuitive Surgical
ISRG
$127B
– –
-1,281
Closed -$204K
IYW icon
125
iShares US Technology ETF
IYW
$23.6B
– –
-5,976
Closed -$266K
2 3 4
5
6

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, Castle Rock Wealth Management held 137 positions worth $62.9M, down 14% from $73.3M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Castle Rock Wealth Management withdrew a net $8.48M in Q3 2018, closing 24 positions and reducing 61 holdings. Its most notable exit was Global X Robotics & Artificial Intelligence ETF, an estimated $1.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Shopify worth $675K.

  • Castle Rock Wealth Management's largest Q3 2018 buy was Shopify: 47,920 shares worth $675K.
  • Castle Rock Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2018, an estimated $957K increase.
  • Castle Rock Wealth Management's biggest Q3 2018 reduction was NVIDIA, cutting an estimated $979K.
  • Castle Rock Wealth Management fully exited Global X Robotics & Artificial Intelligence ETF in Q3 2018, selling an estimated $1.21M.
  • Castle Rock Wealth Management's ten largest holdings make up 30% of its $62.9M portfolio in Q3 2018.
  • Castle Rock Wealth Management opened 16 new positions and closed 24 in Q3 2018.
  • Castle Rock Wealth Management's portfolio value fell 14% quarter-over-quarter to $62.9M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2018, filed 13 Nov 2018.