CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $428M
This Quarter Return
+5.72%
1 Year Return
+22.28%
3 Year Return
+71.14%
5 Year Return
+128.16%
10 Year Return
–
AUM
$62.9M
AUM Growth
-$10.4M
Cap. Flow
-$8.41M
Cap. Flow %
-13.37%
Top 10 Hldgs %
30.35%
Holding
137
New
16
Increased
32
Reduced
61
Closed
24

Top Buys

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
$956K
2
STOR
STORE Capital Corporation
STOR
$700K
3
SHOP icon
Shopify
SHOP
$675K
4
T icon
AT&T
T
$617K
5
MU icon
Micron Technology
MU
$563K

Top Sells

1
BOTZ icon
Global X Robotics & Artificial Intelligence ETF
BOTZ
$1.21M
2
NVDA icon
NVIDIA
NVDA
$795K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$789K
4
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
$631K
5
LMT icon
Lockheed Martin
LMT
$592K

Sector Composition

1 Technology 17.22%
2 Energy 9.83%
3 Healthcare 8.9%
4 Financials 8.65%
5 Consumer Discretionary 7.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLC icon
101
The Communication Services Select Sector SPDR Fund
XLC
$25.4B
$218K 0.35%
+4,742
New +$218K
IYE icon
102
iShares US Energy ETF
IYE
$1.18B
$208K 0.33%
+5,468
New +$208K
EOS
103
Eaton Vance Enhance Equity Income Fund II
EOS
$1.27B
$206K 0.33%
12,883
+561
+5% +$8.97K
ITW icon
104
Illinois Tool Works
ITW
$76.2B
$205K 0.33%
1,560
-125
-7% -$16.4K
OKE icon
105
Oneok
OKE
$46.5B
$205K 0.33%
3,224
-1,619
-33% -$103K
CLX icon
106
Clorox
CLX
$15B
$202K 0.32%
1,277
-2,348
-65% -$371K
NFJ
107
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$201K 0.32%
16,435
-1,715
-9% -$21K
VPU icon
108
Vanguard Utilities ETF
VPU
$7.23B
$200K 0.32%
1,653
-291
-15% -$35.2K
EHT
109
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$197K 0.31%
20,543
-68
-0.3% -$652
FSK icon
110
FS KKR Capital
FSK
$5.06B
$173K 0.28%
6,500
+2,992
+85% +$79.6K
ETW
111
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$971M
$168K 0.27%
15,250
-75
-0.5% -$826
NMFC icon
112
New Mountain Finance
NMFC
$1.12B
$167K 0.27%
12,309
+2,066
+20% +$28K
JFR icon
113
Nuveen Floating Rate Income Fund
JFR
$1.13B
$117K 0.19%
11,756
-100
-0.8% -$995
WDC icon
114
Western Digital
WDC
$29.8B
– –
-3,506
Closed -$205K
JPS
115
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-16,248
Closed -$143K
BPL
116
DELISTED
Buckeye Partners, L.P.
BPL
– –
-12,165
Closed -$428K
HDP
117
DELISTED
Hortonworks, Inc.
HDP
– –
-14,497
Closed -$264K
ALB icon
118
Albemarle
ALB
$9.43B
– –
-3,059
Closed -$289K
BIV icon
119
Vanguard Intermediate-Term Bond ETF
BIV
$24B
– –
-2,777
Closed -$225K
BOTZ icon
120
Global X Robotics & Artificial Intelligence ETF
BOTZ
$2.81B
– –
-55,111
Closed -$1.21M
CHI
121
Calamos Convertible Opportunities and Income Fund
CHI
$811M
– –
-29,057
Closed -$343K
DBX icon
122
Dropbox
DBX
$7.82B
– –
-10,643
Closed -$345K
EA icon
123
Electronic Arts
EA
$42B
– –
-3,815
Closed -$538K
FTCS icon
124
First Trust Capital Strength ETF
FTCS
$8.46B
– –
-4,531
Closed -$232K
GDV icon
125
Gabelli Dividend & Income Trust
GDV
$2.38B
– –
-17,659
Closed -$398K
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