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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$73.3M
AUM Growth
+$12.8M
Cap. Flow
+$9.22M
Cap. Flow %
12.58%
Top 10 Hldgs %
29.37%
Holding
138
New
35
Increased
46
Reduced
33
Closed
17

Top Buys

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$769K
2
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$651K
3
ATVI
Activision Blizzard
ATVI
+$523K
4
ALGN icon
Align Technology
ALGN
+$522K
5
NOW icon
ServiceNow
NOW
+$503K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$557K
2
SWKS icon
Skyworks Solutions
SWKS
+$531K
3
LOGM
LogMein, Inc.
LOGM
+$454K
4
WFC icon
Wells Fargo
WFC
+$392K
5
SMDV icon
ProShares Russell 2000 Dividend Growers ETF
SMDV
+$390K

Sector Composition

Rank Sector Weight
1 Technology 14.44%
2 Energy 10.34%
3 Healthcare 9.15%
4 Communication Services 8.25%
5 Consumer Discretionary 8.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
101
Invesco QQQ Trust
QQQ
$450B
$235K 0.32%
+1,370
New +$230K
ITW icon
102
Illinois Tool Works
ITW
$81.6B
$233K 0.32%
1,685
-155
-8% -$22.9K
FTCS icon
103
First Trust Capital Strength ETF
FTCS
$7.95B
$232K 0.32%
+4,531
New +$232K
MLM icon
104
Martin Marietta Materials
MLM
$32.4B
$232K 0.32%
+1,039
New +$222K
NFJ
105
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$229K 0.31%
18,150
– –
BIV icon
106
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$225K 0.31%
2,777
+306
+12% +$24.7K
VPU
107
Vanguard Utilities ETF
VPU
$8.52B
$225K 0.31%
+1,944
New +$218K
PSCU icon
108
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.4M
$217K 0.3%
+4,004
New +$210K
MAS icon
109
Masco
MAS
$14.2B
$216K 0.29%
+5,779
New +$222K
HYG icon
110
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$210K 0.29%
2,468
-361
-13% -$30.9K
EOS
111
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
$207K 0.28%
+12,322
New +$208K
IBB icon
112
iShares Biotechnology ETF
IBB
$9.52B
$207K 0.28%
+1,883
New +$201K
WDC icon
113
Western Digital
WDC
$184B
$205K 0.28%
3,506
– –
ISRG icon
114
Intuitive Surgical
ISRG
$126B
$204K 0.28%
+1,281
New +$195K
EHT
115
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$200K 0.27%
20,611
+10,014
+94% +$98.5K
ETW
116
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$181K 0.25%
15,325
– –
NAC icon
117
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$174K 0.24%
13,050
+500
+4% +$6.68K
JPS
118
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$143K 0.2%
+16,248
New +$153K
NMFC icon
119
New Mountain Finance
NMFC
$653M
$139K 0.19%
+10,243
New +$139K
JFR icon
120
Nuveen Floating Rate Income Fund
JFR
$1.23B
$124K 0.17%
+11,856
New +$128K
FSK icon
121
FS KKR Capital
FSK
$2.96B
$103K 0.14%
+3,508
New +$107K
BA icon
122
Boeing
BA
$175B
– –
-744
Closed -$244K
VISN
123
Vistance Networks Inc
VISN
$2.64B
– –
-7,721
Closed -$309K
IJH icon
124
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-5,435
Closed -$204K
INCY icon
125
CALL
Incyte
INCY
$24.9B
– –
-2,000
Closed -$2K
2 3 4
5
6

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q2 2018 Portfolio in Review

As of Q2 2018, Castle Rock Wealth Management held 138 positions worth $73.3M, up 21% from $60.5M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Castle Rock Wealth Management deployed $9.22M of net new capital in Q2 2018, opening 35 new positions and adding to 46 existing holdings. Its largest new stake was ARK Innovation ETF: 18,031 shares worth $811K.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Netflix, an estimated $557K trimmed.

  • Castle Rock Wealth Management's largest Q2 2018 buy was ARK Innovation ETF: 18,031 shares worth $811K.
  • Castle Rock Wealth Management added most to Janus Henderson Small/Mid Cap Growth Alpha ETF in Q2 2018, an estimated $651K increase.
  • Castle Rock Wealth Management's biggest Q2 2018 reduction was Netflix, cutting an estimated $557K.
  • Castle Rock Wealth Management fully exited Skyworks Solutions in Q2 2018, selling an estimated $531K.
  • Castle Rock Wealth Management's ten largest holdings make up 29% of its $73.3M portfolio in Q2 2018.
  • Castle Rock Wealth Management opened 35 new positions and closed 17 in Q2 2018.
  • Castle Rock Wealth Management's portfolio value rose 21% quarter-over-quarter to $73.3M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2018, filed 13 Aug 2018.