We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
76
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$1.17M 0.4%
3,219
+361
+13% +$126K
CRWD icon
77
CrowdStrike
CRWD
$214B
$1.17M 0.4%
+16,524
New +$1.07M
FINX icon
78
Global X FinTech ETF
FINX
$173M
$1.13M 0.39%
21,490
+60
+0.3% +$2.94K
SNOW icon
79
Snowflake
SNOW
$110B
$1.13M 0.39%
+3,034
New +$863K
ARKW icon
80
ARK Web x.0 ETF
ARKW
$1.73B
$1.12M 0.38%
7,045
-5,643
-44% -$834K
IWM icon
81
iShares Russell 2000 ETF
IWM
$82.5B
$1.09M 0.37%
4,500
-363
-7% -$80.5K
RBLX icon
82
Roblox
RBLX
$25.9B
$1.09M 0.37%
14,126
+7,989
+130% +$656K
PFEB icon
83
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$1.09M 0.37%
37,420
-937
-2% -$26.8K
QQEW icon
84
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$1.08M 0.37%
9,025
-170
-2% -$19.4K
XYZ
85
Block Inc
XYZ
$50.1B
$1.07M 0.37%
4,527
+3,009
+198% +$773K
TAN icon
86
Invesco Solar ETF
TAN
$1.45B
$1.07M 0.37%
11,073
+196
+2% +$16.5K
WMT icon
87
Walmart Inc
WMT
$894B
$1.05M 0.36%
21,192
+588
+3% +$28.3K
AXON
88
Axon Enterprise
AXON
$49.1B
$1.04M 0.36%
5,916
+191
+3% +$34.7K
UDEC
89
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1.04M 0.36%
35,067
– –
JPM icon
90
JPMorgan Chase
JPM
$955B
$1.04M 0.36%
6,173
+20
+0.3% +$3.14K
CHWY icon
91
Chewy
CHWY
$9.84B
$1.02M 0.35%
13,547
+2,292
+20% +$190K
PEP icon
92
PepsiCo
PEP
$189B
$1.02M 0.35%
6,254
-204
-3% -$31.6K
U icon
93
Unity
U
$15.5B
$998K 0.34%
6,117
+526
+9% +$62.3K
VHT icon
94
Vanguard Health Care ETF
VHT
$18.4B
$959K 0.33%
3,692
-633
-15% -$162K
FCVT icon
95
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$952K 0.33%
17,673
+78
+0.4% +$3.99K
CL icon
96
Colgate-Palmolive
CL
$74.4B
$935K 0.32%
12,021
+2
+0% +$159
UNOV icon
97
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$935K 0.32%
31,728
-1,459
-4% -$42.6K
QTEC icon
98
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.81B
$930K 0.32%
5,197
+186
+4% +$30.2K
XLRE icon
99
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
$926K 0.32%
19,199
+1,549
+9% +$72K
USMV icon
100
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$923K 0.32%
11,851
+1,096
+10% +$83.5K
2 3
4
5 6

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.