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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NET icon
76
Cloudflare
NET
$101B
$970K 0.4%
11,625
-7,462
-39% -$489K
MCD icon
77
McDonald's
MCD
$196B
$964K 0.4%
4,518
+1,119
+33% +$243K
QQEW icon
78
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$962K 0.4%
+9,245
New +$863K
QCOM icon
79
Qualcomm
QCOM
$168B
$959K 0.4%
5,902
-882
-13% -$123K
CL icon
80
Colgate-Palmolive
CL
$74.1B
$946K 0.39%
12,105
+8
+0.1% +$662
BA icon
81
Boeing
BA
$184B
$941K 0.39%
4,570
+2,916
+176% +$561K
JCI icon
82
Johnson Controls International
JCI
$93.6B
$938K 0.39%
17,926
+1,056
+6% +$46.9K
PG icon
83
Procter & Gamble
PG
$342B
$934K 0.39%
7,182
+2,334
+48% +$326K
DXCM icon
84
DexCom
DXCM
$31.3B
$933K 0.39%
10,080
+1,592
+19% +$142K
IONS icon
85
Ionis Pharmaceuticals
IONS
$9.06B
$918K 0.38%
+14,863
New +$741K
UNH icon
86
UnitedHealth
UNH
$367B
$916K 0.38%
2,637
+292
+12% +$97.9K
FINX icon
87
Global X FinTech ETF
FINX
$171M
$906K 0.38%
19,134
+3,512
+22% +$146K
AXON
88
Axon Enterprise
AXON
$42.1B
$904K 0.38%
+5,309
New +$609K
AVGO icon
89
Broadcom
AVGO
$2T
$903K 0.38%
19,420
-470
-2% -$18.3K
ESGU icon
90
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$900K 0.37%
+10,182
New +$827K
CHWY icon
91
Chewy
CHWY
$9.59B
$899K 0.37%
8,551
-4,139
-33% -$302K
UNP icon
92
Union Pacific
UNP
$175B
$887K 0.37%
4,284
+295
+7% +$58.9K
LOW icon
93
Lowe's Companies
LOW
$122B
$861K 0.36%
4,993
+467
+10% +$75.9K
TREX icon
94
Trex
TREX
$4.93B
$850K 0.35%
+8,664
New +$663K
BMY icon
95
Bristol-Myers Squibb
BMY
$131B
$842K 0.35%
13,036
+2,977
+30% +$183K
CVS icon
96
CVS Health
CVS
$123B
$833K 0.35%
11,243
+3,944
+54% +$257K
ILCG icon
97
iShares Morningstar Growth ETF
ILCG
$3.24B
$830K 0.35%
13,990
+925
+7% +$51.3K
PCAR icon
98
PACCAR
PCAR
$69.5B
$813K 0.34%
12,335
-117
-0.9% -$6.87K
TECB icon
99
iShares US Tech Breakthrough Multisector ETF
TECB
$482M
$809K 0.34%
22,310
+1,461
+7% +$48.9K
JPM icon
100
JPMorgan Chase
JPM
$947B
$806K 0.34%
6,026
+3,554
+144% +$397K
2 3
4
5 6

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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.