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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-11.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$2.17M
AUM Growth
-$60.7M
Cap. Flow
-$60.6M
Cap. Flow %
-2,793.76%
Top 10 Hldgs %
100%
Holding
118
New
5
Increased
2
Reduced
1
Closed
110

Top Buys

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$431K
2
PCG icon
PG&E
PCG
+$322K
3
WFC icon
Wells Fargo
WFC
+$311K
4
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$216K
5
GAIN icon
Gladstone Investment Corp
GAIN
+$138K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$5.24M
2
AMZN icon
Amazon
AMZN
+$2.58M
3
AAPL icon
Apple
AAPL
+$2.42M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.38M

Sector Composition

Rank Sector Weight
1 Financials 18.82%
2 Consumer Discretionary 11.9%
3 Utilities 9.87%
4 Communication Services 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
76
NVIDIA
NVDA
$4.86T
– –
-180,160
Closed -$951K
O icon
77
Realty Income
O
$59.6B
– –
-9,965
Closed -$594K
OGIG icon
78
ALPS O'Shares Global Internet Giants ETF
OGIG
$104M
– –
-12,527
Closed -$257K
OKE icon
79
Oneok
OKE
$57.2B
– –
-3,224
Closed -$205K
PANW icon
80
Palo Alto Networks
PANW
$270B
– –
-16,962
Closed -$520K
PCAR icon
81
PACCAR
PCAR
$69.8B
– –
-12,167
Closed -$481K
PEP icon
82
PepsiCo
PEP
$190B
– –
-2,628
Closed -$303K
PYPL icon
83
PayPal
PYPL
$48.9B
– –
-6,731
Closed -$570K
QCOM icon
84
Qualcomm
QCOM
$155B
– –
-5,336
Closed -$340K
QDEL icon
85
QuidelOrtho
QDEL
$1.14B
– –
-4,993
Closed -$333K
REM icon
86
iShares Mortgage Real Estate ETF
REM
$539M
– –
-8,433
Closed -$363K
RIGS icon
87
ALPS Strategic Income Fund
RIGS
$60.1M
– –
-10,593
Closed -$258K
RIO icon
88
Rio Tinto
RIO
$158B
– –
-5,087
Closed -$262K
SCHP icon
89
Schwab US TIPS ETF
SCHP
$16.3B
– –
-18,804
Closed -$497K
SHOP icon
90
Shopify
SHOP
$152B
– –
-47,920
Closed -$675K
SPY icon
91
State Street SPDR S&P 500 ETF Trust
SPY
$790B
– –
-2,022
Closed -$556K
STZ icon
92
Constellation Brands
STZ
$22.2B
– –
-1,945
Closed -$397K
SYK icon
93
Stryker
SYK
$125B
– –
-2,296
Closed -$383K
T icon
94
AT&T
T
$159B
– –
-26,398
Closed -$617K
TAP icon
95
Molson Coors Class B
TAP
$7.79B
– –
-6,009
Closed -$376K
TIP icon
96
iShares TIPS Bond ETF
TIP
$14.5B
– –
-3,044
Closed -$330K
TNET icon
97
TriNet
TNET
$3.02B
– –
-7,107
Closed -$330K
UNH icon
98
UnitedHealth
UNH
$376B
– –
-5,219
Closed -$1.38M
UTG icon
99
Reaves Utility Income Fund
UTG
$3.54B
– –
-14,562
Closed -$449K
V icon
100
Visa
V
$684B
– –
-6,934
Closed -$976K
1 2 3
4
5

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PP
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MCA
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NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, Castle Rock Wealth Management held 118 positions worth $2.17M, down 97% from $62.9M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Castle Rock Wealth Management withdrew a net $60.6M in Q4 2018, closing 110 positions and reducing 1 holding. Its most notable exit was Chevron, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Utilities.

Against the trend, Castle Rock Wealth Management opened a new position in PG&E worth $214K.

  • Castle Rock Wealth Management's largest Q4 2018 buy was PG&E: 9,000 shares worth $214K.
  • Castle Rock Wealth Management added most to Nuveen California Quality Municipal Income Fund in Q4 2018, an estimated $431K increase.
  • Castle Rock Wealth Management's biggest Q4 2018 reduction was Home Depot, cutting an estimated $490K.
  • Castle Rock Wealth Management fully exited Chevron in Q4 2018, selling an estimated $5.24M.
  • Castle Rock Wealth Management's ten largest holdings make up 100% of its $2.17M portfolio in Q4 2018.
  • Castle Rock Wealth Management opened 5 new positions and closed 110 in Q4 2018.
  • Castle Rock Wealth Management's portfolio value fell 97% quarter-over-quarter to $2.17M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2018, filed 11 Feb 2019.