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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
51
Advanced Micro Devices
AMD
$786B
$1.36M 0.57%
14,689
+1,850
+14% +$160K
QTEC icon
52
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.81B
$1.35M 0.56%
9,269
+5,249
+131% +$671K
VUG icon
53
Vanguard Morningstar Growth ETF
VUG
$230B
$1.34M 0.56%
+30,864
New +$1.23M
WMT icon
54
Walmart Inc
WMT
$894B
$1.33M 0.55%
27,312
+8,079
+42% +$392K
FDN icon
55
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$1.32M 0.55%
5,931
+902
+18% +$183K
MGF
56
Aberdeen Government Markets Income Fund
MGF
$92.2M
$1.32M 0.55%
292,725
+16,150
+6% +$74.6K
EDV icon
57
Vanguard World Funds Extended Duration ETF
EDV
$3.29B
$1.3M 0.54%
8,962
+539
+6% +$85.7K
PEP icon
58
PepsiCo
PEP
$189B
$1.3M 0.54%
9,352
+3,644
+64% +$518K
BX icon
59
Blackstone
BX
$109B
$1.28M 0.53%
19,725
+1,416
+8% +$82.5K
FSKR
60
DELISTED
FS KKR Capital Corp. II
FSKR
$1.23M 0.51%
72,347
-852
-1% -$13.6K
MOAT icon
61
VanEck Morningstar Wide Moat ETF
MOAT
$12.2B
$1.23M 0.51%
19,152
+9,499
+98% +$560K
CRM icon
62
Salesforce
CRM
$158B
$1.21M 0.5%
5,362
+2,068
+63% +$503K
TAN icon
63
Invesco Solar ETF
TAN
$1.45B
$1.21M 0.5%
+9,959
New +$797K
RIO icon
64
Rio Tinto
RIO
$165B
$1.2M 0.5%
14,740
+9,818
+199% +$645K
UNOV icon
65
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$1.18M 0.49%
+41,621
New +$1.16M
TDOC icon
66
Teladoc Health
TDOC
$1.26B
$1.18M 0.49%
4,486
-106
-2% -$21.6K
WM icon
67
Waste Management
WM
$89.7B
$1.12M 0.47%
9,701
+1,475
+18% +$172K
DOCU
68
DocuSign
DOCU
$11B
$1.09M 0.45%
4,283
+94
+2% +$21.1K
SPY icon
69
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$1.09M 0.45%
2,853
+330
+13% +$117K
ARKG icon
70
ARK Genomic Revolution ETF
ARKG
$1.66B
$1.08M 0.45%
+9,757
New +$777K
ADBE icon
71
Adobe
ADBE
$103B
$1.02M 0.42%
2,151
+311
+17% +$150K
PANW icon
72
Palo Alto Networks
PANW
$296B
$1.01M 0.42%
16,668
+2,088
+14% +$97.6K
UDEC
73
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1M 0.42%
35,067
+1,500
+4% +$41.9K
TSLA icon
74
Tesla
TSLA
$1.27T
$974K 0.4%
3,453
-90
-3% -$15.4K
DIS icon
75
Walt Disney
DIS
$177B
$972K 0.4%
5,628
-33
-0.6% -$4.74K
1 2
3
4 5

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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.