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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-11.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$2.17M
AUM Growth
-$60.7M
Cap. Flow
-$60.6M
Cap. Flow %
-2,793.76%
Top 10 Hldgs %
100%
Holding
118
New
5
Increased
2
Reduced
1
Closed
110

Top Buys

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$431K
2
PCG icon
PG&E
PCG
+$322K
3
WFC icon
Wells Fargo
WFC
+$311K
4
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$216K
5
GAIN icon
Gladstone Investment Corp
GAIN
+$138K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$5.24M
2
AMZN icon
Amazon
AMZN
+$2.58M
3
AAPL icon
Apple
AAPL
+$2.42M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.38M

Sector Composition

Rank Sector Weight
1 Financials 18.82%
2 Consumer Discretionary 11.9%
3 Utilities 9.87%
4 Communication Services 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
51
iShares International Select Dividend ETF
IDV
$8.45B
– –
-9,950
Closed -$313K
IGHG icon
52
ProShares Investment Grade-Interest Rate Hedged
IGHG
$330M
– –
-6,230
Closed -$464K
INTC icon
53
Intel
INTC
$455B
– –
-8,054
Closed -$381K
ITA icon
54
iShares US Aerospace & Defense ETF
ITA
$14.2B
– –
-4,318
Closed -$431K
ITW icon
55
Illinois Tool Works
ITW
$82.6B
– –
-1,560
Closed -$205K
IYE icon
56
iShares US Energy ETF
IYE
$1.74B
– –
-5,468
Closed -$208K
IYH icon
57
iShares US Healthcare ETF
IYH
$3.37B
– –
-10,040
Closed -$387K
JFR icon
58
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-11,756
Closed -$117K
JNJ icon
59
Johnson & Johnson
JNJ
$618B
– –
-5,608
Closed -$800K
JPM icon
60
JPMorgan Chase
JPM
$935B
– –
-3,157
Closed -$346K
JSMD icon
61
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
– –
-33,064
Closed -$1.37M
LMBS icon
62
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
– –
-10,768
Closed -$547K
MA icon
63
Mastercard
MA
$502B
– –
-1,763
Closed -$351K
MAIN icon
64
Main Street Capital
MAIN
$5.06B
– –
-9,381
Closed -$366K
MCD icon
65
McDonald's
MCD
$192B
– –
-1,949
Closed -$356K
META icon
66
Meta Platforms (Facebook)
META
$1.42T
– –
-5,150
Closed -$772K
MLM icon
67
Martin Marietta Materials
MLM
$31.5B
– –
-1,392
Closed -$264K
MMM icon
68
3M
MMM
$90.9B
– –
-2,153
Closed -$351K
MSFT icon
69
Microsoft
MSFT
$3.45T
– –
-9,429
Closed -$1.02M
MU icon
70
Micron Technology
MU
$930B
– –
-14,145
Closed -$563K
NFJ
71
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
– –
-16,435
Closed -$201K
NFLX icon
72
Netflix
NFLX
$299B
– –
-22,560
Closed -$701K
NMFC icon
73
New Mountain Finance
NMFC
$651M
– –
-12,309
Closed -$167K
NOC icon
74
Northrop Grumman
NOC
$77.1B
– –
-1,695
Closed -$479K
NOW icon
75
ServiceNow
NOW
$115B
– –
-8,770
Closed -$311K
1 2
3
4 5

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MCA
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NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, Castle Rock Wealth Management held 118 positions worth $2.17M, down 97% from $62.9M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Castle Rock Wealth Management withdrew a net $60.6M in Q4 2018, closing 110 positions and reducing 1 holding. Its most notable exit was Chevron, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Utilities.

Against the trend, Castle Rock Wealth Management opened a new position in PG&E worth $214K.

  • Castle Rock Wealth Management's largest Q4 2018 buy was PG&E: 9,000 shares worth $214K.
  • Castle Rock Wealth Management added most to Nuveen California Quality Municipal Income Fund in Q4 2018, an estimated $431K increase.
  • Castle Rock Wealth Management's biggest Q4 2018 reduction was Home Depot, cutting an estimated $490K.
  • Castle Rock Wealth Management fully exited Chevron in Q4 2018, selling an estimated $5.24M.
  • Castle Rock Wealth Management's ten largest holdings make up 100% of its $2.17M portfolio in Q4 2018.
  • Castle Rock Wealth Management opened 5 new positions and closed 110 in Q4 2018.
  • Castle Rock Wealth Management's portfolio value fell 97% quarter-over-quarter to $2.17M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2018, filed 11 Feb 2019.