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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$248M
AUM Growth
+$7.6M
Cap. Flow
+$7.67M
Cap. Flow %
3.09%
Top 10 Hldgs %
17.6%
Holding
262
New
29
Increased
135
Reduced
56
Closed
20

Top Buys

Rank Stock Value
1
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.57M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$3.26M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.21M
4
LOUP
Innovator Deepwater Frontier Tech ETF
LOUP
+$1.86M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.8M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.74M
2
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.97M
3
VPU
Vanguard Utilities ETF
VPU
+$2.75M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.35M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.27M

Sector Composition

Rank Sector Weight
1 Technology 13.77%
2 Consumer Discretionary 7.55%
3 Healthcare 5.63%
4 Consumer Staples 5.17%
5 Financials 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
26
Vanguard Utilities ETF
VPU
$8.33B
$2.06M 0.83%
14,106
-20,161
-59% -$2.75M
ABT icon
27
Abbott
ABT
$181B
$2.06M 0.83%
16,638
+469
+3% +$55.6K
GOOG icon
28
Alphabet (Google) Class C
GOOG
$4.41T
$2.03M 0.82%
17,940
+1,860
+12% +$185K
VCLT icon
29
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.89B
$2.01M 0.81%
19,465
-12,364
-39% -$1.29M
PGX icon
30
Invesco Preferred ETF
PGX
$3.8B
$1.99M 0.8%
131,788
+21,462
+19% +$319K
META icon
31
Meta Platforms (Facebook)
META
$1.49T
$1.92M 0.77%
6,468
+540
+9% +$145K
DKNG icon
32
DraftKings
DKNG
$10.9B
$1.85M 0.75%
32,437
+3,571
+12% +$214K
CEFS icon
33
Saba Closed-End Funds ETF
CEFS
$434M
$1.83M 0.74%
88,651
-15,109
-15% -$307K
SPY icon
34
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$1.82M 0.73%
4,414
+1,561
+55% +$602K
TSLA icon
35
Tesla
TSLA
$1.28T
$1.79M 0.72%
7,473
+4,020
+116% +$1.01M
LOUP
36
Innovator Deepwater Frontier Tech ETF
LOUP
$214M
$1.77M 0.71%
+32,773
New +$1.86M
LW icon
37
Lamb Weston
LW
$7.32B
$1.77M 0.71%
22,060
– –
MOAT icon
38
VanEck Morningstar Wide Moat ETF
MOAT
$12.2B
$1.74M 0.7%
24,369
+5,217
+27% +$344K
PYPL icon
39
PayPal
PYPL
$49.8B
$1.73M 0.7%
6,576
+965
+17% +$244K
XYLD icon
40
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$1.72M 0.69%
36,265
+20,499
+130% +$965K
BX icon
41
Blackstone
BX
$108B
$1.72M 0.69%
20,695
+970
+5% +$67K
VUG icon
42
Vanguard Morningstar Growth ETF
VUG
$230B
$1.66M 0.67%
36,660
+5,796
+19% +$248K
TGT icon
43
Target
TGT
$67.1B
$1.66M 0.67%
8,075
+4,851
+150% +$908K
VZ icon
44
Verizon
VZ
$190B
$1.65M 0.66%
28,800
-11,687
-29% -$660K
NEE icon
45
NextEra Energy
NEE
$179B
$1.63M 0.66%
20,822
+1,747
+9% +$136K
FDN icon
46
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$1.61M 0.65%
7,104
+1,173
+20% +$261K
JNJ icon
47
Johnson & Johnson
JNJ
$623B
$1.6M 0.64%
9,680
+980
+11% +$159K
QTEC icon
48
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.85B
$1.57M 0.63%
10,572
+1,303
+14% +$187K
QYLD icon
49
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$1.57M 0.63%
70,248
+40,802
+139% +$932K
SCHP icon
50
Schwab US TIPS ETF
SCHP
$16.3B
$1.54M 0.62%
50,044
-49,800
-50% -$1.53M
1
2
3 4 5

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MCA
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Rock Wealth Management held 262 positions worth $248M, up 3.2% from $241M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Castle Rock Wealth Management deployed $7.67M of net new capital in Q1 2021, opening 29 new positions and adding to 135 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Utilities ETF, an estimated $2.75M trimmed.

  • Castle Rock Wealth Management's largest Q1 2021 buy was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.
  • Castle Rock Wealth Management added most to iShares Morningstar Growth ETF in Q1 2021, an estimated $4.57M increase.
  • Castle Rock Wealth Management's biggest Q1 2021 reduction was Vanguard Utilities ETF, cutting an estimated $2.75M.
  • Castle Rock Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q1 2021, selling an estimated $8.74M.
  • Castle Rock Wealth Management's ten largest holdings make up 18% of its $248M portfolio in Q1 2021.
  • Castle Rock Wealth Management opened 29 new positions and closed 20 in Q1 2021.
  • Castle Rock Wealth Management's portfolio value rose 3.2% quarter-over-quarter to $248M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.