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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGIG icon
26
ALPS O'Shares Global Internet Giants ETF
OGIG
$110M
$2.21M 0.92%
37,485
+1,817
+5% +$89.7K
CAG icon
27
Conagra Brands
CAG
$7.18B
$2.19M 0.91%
+63,582
New +$2.31M
VMBS icon
28
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$2.15M 0.89%
39,824
+16,675
+72% +$902K
CEFS icon
29
Saba Closed-End Funds ETF
CEFS
$432M
$2.11M 0.88%
103,760
+2,396
+2% +$45.7K
V icon
30
Visa
V
$688B
$2.04M 0.85%
10,092
+551
+6% +$113K
HD icon
31
Home Depot
HD
$352B
$2.02M 0.84%
7,115
-1,000
-12% -$275K
COST icon
32
Costco
COST
$418B
$2M 0.83%
5,513
+1,657
+43% +$619K
ABT icon
33
Abbott
ABT
$183B
$1.82M 0.76%
16,169
+2,454
+18% +$267K
FLRN icon
34
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$1.82M 0.76%
+59,325
New +$1.81M
LW icon
35
Lamb Weston
LW
$7.33B
$1.72M 0.72%
+22,060
New +$1.61M
VCIT icon
36
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$1.69M 0.7%
17,536
+2,832
+19% +$273K
PGX icon
37
Invesco Preferred ETF
PGX
$3.8B
$1.66M 0.69%
110,326
-5,679
-5% -$85.2K
U icon
38
Unity
U
$15.5B
$1.64M 0.68%
+10,636
New +$1.29M
META icon
39
Meta Platforms (Facebook)
META
$1.5T
$1.63M 0.68%
5,928
-398
-6% -$109K
NEE icon
40
NextEra Energy
NEE
$179B
$1.61M 0.67%
19,075
+9,055
+90% +$677K
MBB icon
41
iShares MBS ETF
MBB
$39.1B
$1.59M 0.66%
14,441
+2,595
+22% +$286K
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.4T
$1.53M 0.64%
16,080
+560
+4% +$47.2K
DKNG icon
43
DraftKings
DKNG
$10.8B
$1.52M 0.63%
28,866
+1,333
+5% +$63.5K
DGRO icon
44
iShares Core Dividend Growth ETF
DGRO
$43.4B
$1.51M 0.63%
+33,236
New +$1.41M
BND icon
45
Vanguard Total Bond Market
BND
$158B
$1.5M 0.62%
17,117
+2,562
+18% +$225K
IWM icon
46
iShares Russell 2000 ETF
IWM
$82.5B
$1.44M 0.6%
+6,686
New +$1.17M
JNJ icon
47
Johnson & Johnson
JNJ
$621B
$1.42M 0.59%
8,700
+538
+7% +$79.4K
PYPL icon
48
PayPal
PYPL
$49.6B
$1.41M 0.59%
5,611
+419
+8% +$86.8K
UJUN icon
49
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$1.37M 0.57%
48,695
-970
-2% -$26.8K
TMO icon
50
Thermo Fisher Scientific
TMO
$214B
$1.37M 0.57%
2,655
+298
+13% +$140K
1
2
3 4 5

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MCA
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.