We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKW icon
26
ARK Web x.0 ETF
ARKW
$1.71B
$1.41M 0.93%
+12,027
New +$1.22M
VCIT icon
27
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.41M 0.92%
14,704
-1,830
-11% -$176K
AMJ
28
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.41M 0.92%
121,491
+27,259
+29% +$342K
VPU
29
Vanguard Utilities ETF
VPU
$8.27B
$1.39M 0.91%
10,061
-19,739
-66% -$2.55M
IEF icon
30
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.38M 0.91%
11,461
-19,187
-63% -$2.34M
UJUN icon
31
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$1.36M 0.89%
49,665
-55
-0.1% -$1.5K
IHI icon
32
iShares US Medical Devices ETF
IHI
$3.35B
$1.34M 0.88%
26,106
-6,180
-19% -$299K
EDV icon
33
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$1.34M 0.88%
8,423
+311
+4% +$52.5K
LQD icon
34
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$1.33M 0.87%
9,859
-168
-2% -$22.9K
MBB icon
35
iShares MBS ETF
MBB
$39B
$1.31M 0.86%
11,846
-9,758
-45% -$1.08M
MGF
36
Aberdeen Government Markets Income Fund
MGF
$92.2M
$1.28M 0.84%
+276,575
New +$1.3M
BND icon
37
Vanguard Total Bond Market
BND
$157B
$1.28M 0.84%
14,555
+482
+3% +$42.7K
VMBS icon
38
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$1.25M 0.82%
23,149
-11,110
-32% -$604K
GOOG icon
39
Alphabet (Google) Class C
GOOG
$4.37T
$1.24M 0.81%
15,520
+6,020
+63% +$459K
JNJ icon
40
Johnson & Johnson
JNJ
$618B
$1.18M 0.77%
8,162
+1,148
+16% +$170K
DKNG icon
41
DraftKings
DKNG
$10.6B
$1.14M 0.75%
27,533
+17,921
+186% +$697K
FSKR
42
DELISTED
FS KKR Capital Corp. II
FSKR
$1.11M 0.73%
73,199
+25,440
+53% +$364K
PYPL icon
43
PayPal
PYPL
$50.2B
$1.11M 0.72%
5,192
+959
+23% +$181K
TMO icon
44
Thermo Fisher Scientific
TMO
$212B
$1.1M 0.72%
2,357
+1,067
+83% +$441K
UAPR icon
45
Innovator US Equity Ultra Buffer ETF April
UAPR
$158M
$1.05M 0.69%
42,750
-4,939
-10% -$121K
NET icon
46
Cloudflare
NET
$101B
$1.05M 0.69%
19,087
+10,854
+132% +$416K
AMD icon
47
Advanced Micro Devices
AMD
$801B
$1.02M 0.67%
12,839
+1,721
+15% +$128K
BX icon
48
Blackstone
BX
$107B
$997K 0.65%
18,309
+3,304
+22% +$177K
TDOC icon
49
Teladoc Health
TDOC
$1.22B
$995K 0.65%
4,592
+1,992
+77% +$422K
FDN icon
50
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.33B
$994K 0.65%
+5,029
New +$928K
1
2
3 4 5

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.