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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$111M
AUM Growth
+$14.7M
Cap. Flow
+$6.93M
Cap. Flow %
6.25%
Top 10 Hldgs %
21.18%
Holding
176
New
18
Increased
90
Reduced
37
Closed
9

Top Buys

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.25M
2
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$890K
3
SRET icon
Global X SuperDividend REIT ETF
SRET
+$711K
4
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$705K
5
PG icon
Procter & Gamble
PG
+$703K

Top Sells

Rank Stock Value
1
GLOP
GASLOG PARTNERS LP
GLOP
+$1.71M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$751K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$722K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$692K
5
CVS icon
CVS Health
CVS
+$624K

Sector Composition

Rank Sector Weight
1 Technology 11.49%
2 Healthcare 8.76%
3 Financials 6.78%
4 Consumer Discretionary 6.35%
5 Communication Services 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
26
SPDR Gold Trust
GLD
$131B
$983K 0.89%
6,655
+2,657
+66% +$371K
SPY icon
27
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$968K 0.87%
2,885
+128
+5% +$39.4K
META icon
28
Meta Platforms (Facebook)
META
$1.42T
$963K 0.87%
4,642
+2,625
+130% +$508K
FPE icon
29
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$953K 0.86%
46,578
+1,822
+4% +$36.3K
USMV icon
30
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$942K 0.85%
13,670
– –
BMY icon
31
Bristol-Myers Squibb
BMY
$133B
$934K 0.84%
13,951
+3,032
+28% +$174K
JNJ icon
32
Johnson & Johnson
JNJ
$618B
$925K 0.83%
6,084
+521
+9% +$70.7K
CL icon
33
Colgate-Palmolive
CL
$73.1B
$922K 0.83%
12,110
-2,105
-15% -$144K
UDEC
34
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$905K 0.82%
+33,554
New +$890K
ADBE icon
35
Adobe
ADBE
$99.5B
$903K 0.81%
2,445
-97
-4% -$28.5K
GOOGL icon
36
Alphabet (Google) Class A
GOOGL
$4.36T
$902K 0.81%
11,940
+1,820
+18% +$117K
IONS icon
37
Ionis Pharmaceuticals
IONS
$8.6B
$896K 0.81%
14,863
– –
TGT icon
38
Target
TGT
$65.6B
$878K 0.79%
7,527
+1,365
+22% +$160K
NOC icon
39
Northrop Grumman
NOC
$77.1B
$872K 0.79%
2,370
+447
+23% +$157K
ABBV icon
40
AbbVie
ABBV
$443B
$871K 0.78%
9,069
+751
+9% +$62.3K
GDX icon
41
VanEck Gold Miners ETF
GDX
$22.7B
$870K 0.78%
30,617
+13,944
+84% +$381K
QTEC icon
42
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$849K 0.76%
7,917
+547
+7% +$51K
TIP icon
43
iShares TIPS Bond ETF
TIP
$14.5B
$844K 0.76%
7,129
-580
-8% -$67.4K
VPU
44
Vanguard Utilities ETF
VPU
$8.46B
$835K 0.75%
5,488
+157
+3% +$22.1K
QQEW icon
45
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
$799K 0.72%
10,245
-500
-5% -$34.9K
WM icon
46
Waste Management
WM
$90.6B
$790K 0.71%
6,319
+1,867
+42% +$211K
QQQ icon
47
Invesco QQQ Trust
QQQ
$453B
$783K 0.71%
3,377
+339
+11% +$67.9K
SCHP icon
48
Schwab US TIPS ETF
SCHP
$16.3B
$775K 0.7%
26,942
+1,162
+5% +$32.9K
WMT icon
49
Walmart Inc
WMT
$885B
$772K 0.7%
20,061
+14,646
+270% +$582K
CCI icon
50
Crown Castle
CCI
$33.3B
$734K 0.66%
4,560
+497
+12% +$67.8K
1
2
3 4 5

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
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MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Castle Rock Wealth Management held 176 positions worth $111M, up 15% from $96.3M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Rock Wealth Management deployed $6.93M of net new capital in Q4 2019, opening 18 new positions and adding to 90 existing holdings. Its largest new stake was Thermo Fisher Scientific: 4,130 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $751K trimmed.

  • Castle Rock Wealth Management's largest Q4 2019 buy was Thermo Fisher Scientific: 4,130 shares worth $1.4M.
  • Castle Rock Wealth Management added most to Procter & Gamble in Q4 2019, an estimated $703K increase.
  • Castle Rock Wealth Management's biggest Q4 2019 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $751K.
  • Castle Rock Wealth Management fully exited GASLOG PARTNERS LP in Q4 2019, selling an estimated $1.71M.
  • Castle Rock Wealth Management's ten largest holdings make up 21% of its $111M portfolio in Q4 2019.
  • Castle Rock Wealth Management opened 18 new positions and closed 9 in Q4 2019.
  • Castle Rock Wealth Management's portfolio value rose 15% quarter-over-quarter to $111M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.